Chapter 9 - Local Brownfield Cleanup Program

Section 24-901

Section 24-901

  § 24-901  Short Title. This chapter shall be known and may be cited as
the "New York city local brownfield cleanup law".

Section 24-902

Section 24-902

  § 24-902  Definitions.  For the purposes of this chapter the following
terms shall mean:
  "Applicant" shall mean  a  person  who  has  submitted  a  request  to
participate  in  the  local brownfield cleanup program but is not yet an
enrollee.
  "Certificate of completion" shall mean a written certificate  that  is
issued  by  the  office to an enrollee who has successfully investigated
and remediated a local  brownfield  site  to  the  satisfaction  of  the
office.
  "Change  of  use" shall mean the transfer of title to all or part of a
local brownfield site, change in management of a local brownfield  site,
the  erection  of  any  structure on the site, the creation of a park or
other public or private  recreational  facility  on  the  site,  or  any
activity  that  is  likely  to  disrupt  or  expose  contamination or to
increase direct human exposure to contamination; or  any  other  conduct
that  will  or  may  tend  to significantly interfere with an ongoing or
completed remedial program at such site and  the  continued  ability  to
implement  the  engineering  and  institutional controls associated with
such site.
  "Community  based  organization"  shall   mean   a   community   based
organization as defined in section 970-r of the general municipal law.
  "Contaminant" shall mean hazardous waste and/or petroleum.
  "Contamination"  or  "contaminated"  shall  mean  the  presence  of  a
contaminant in any environmental media, including soil,  surface  water,
groundwater, air, or indoor air.
  "Declaration of covenants and restrictions" shall mean controls on the
use  of  a  site  that  are  listed on the deed and that seek to prevent
potential exposure to any residual contamination remaining at the site.
  "Delegated brownfield site" shall mean any  real  property  for  which
state  or  federal  law  requires the investigation or remediation, or a
portion of an investigation or  remediation,  to  be  supervised  and/or
approved  by  a state and/or federal agency, but where such state and/or
federal agency has  expressly  authorized  in  writing  that  such  real
property may be investigated and remediated under the city's supervision
or  according  to  a  mutually agreed-upon form of supervised oversight,
subject to any and all appropriate restrictions as may  be  required  by
law or agreed to by the parties.
  "Director"  shall  mean  the  director  of the office of environmental
remediation.
  "Enrollee" shall mean an applicant who  has  been  accepted  into  the
local  brownfield  cleanup  program  and  has  signed a local brownfield
cleanup agreement.
  "Hazardous waste" shall mean a hazardous waste as defined  in  section
27-1301 of the environmental conservation law.
  "Historic fill material" shall mean non-indigenous material, deposited
or  disposed  of  to  raise  the topographic elevation of real property,
which material may have been contaminated prior to emplacement,  and  is
in  no  way  connected with the subsequent operations at the location of
the emplacement and which  includes,  without  limitation,  construction
debris, dredge spoils, incinerator residue, demolition debris, coal ash,
fly  ash,  and  non-hazardous  waste.  "Historic fill material" does not
include any material which is chemical production waste  or  waste  from
processing  of  metal  or  mineral  ores, residues, slag or tailings. In
addition, historic fill material does  not  include  a  municipal  solid
waste site built after nineteen hundred sixty two.
  "Light  to  moderate  levels  of  contamination" shall mean detectable
levels of contamination, the presence  of  which  does  not  require  an
applicant  or enrollee to conduct any mandatory, governmental-supervised

investigation or remediation of the contamination  under  any  state  or
federal law.
  "Local  brownfield site" or "site" shall mean any real property within
the city, the redevelopment or reuse of which may be complicated by  the
presence   or   potential  presence  of  light  to  moderate  levels  of
contamination, or any real property  that  meets  the  definition  of  a
delegated  brownfield site, including, but not limited to, real property
containing historic fill material and real property rejected from  state
programs   on  grounds  that  the  environmental  contamination  is  not
sufficient to warrant state  involvement.  "Local  brownfield  site"  or
"site"  shall  not  include  real property: (1) containing discharges of
petroleum, except as authorized by the state department of environmental
conservation upon agreement with the office or by state law, (2) at  the
time  of  application to this program and pursuant to section 27-1305 of
the environmental conservation law, listed  in  the  state  registry  of
inactive  hazardous  waste  disposal  sites and classified as either (i)
causing or presenting an imminent  danger  of  causing  irreversible  or
irreparable damage to the public health or environment--immediate action
required,   or   (ii)   significant  threat  to  the  public  health  or
environment--action required; (3) listed on the national priorities list
pursuant to 42 U.S.C. section 9605; (4) subject to an enforcement action
under title seven or nine of article twenty-seven of  the  environmental
conservation  law,  except  a  treatment,  storage  or disposal facility
subject to a permit; provided, that nothing herein  contained  shall  be
deemed  to  exclude from the scope of the term "local brownfield site" a
hazardous waste treatment, storage or disposal facility  having  interim
status  according  to regulations promulgated by the state department of
environmental conservation; (5) subject to an order for cleanup pursuant
to article twelve of the navigation law or  pursuant  to  title  ten  of
article  seventeen  of  the  environmental  conservation law except such
property  shall  not  be  deemed  ineligible  if  it  is  subject  to  a
stipulation  agreement; or (6) subject to any other on-going city, state
or federal environmental enforcement action related to the contamination
which is at or emanating from the real property.
  "Office" shall mean the office of environmental remediation.
  "Participant" shall mean an enrollee who either: (1) was the owner  of
the  local  brownfield  site  at  the  time  of disposal or discharge of
contaminants, or (2) is otherwise  a  person  responsible  according  to
applicable  principles of statutory or common law liability, unless such
person's liability arises solely as a result of such person's  ownership
or  operation of or involvement with the site subsequent to the disposal
or discharge of contaminants.
  "Petroleum" shall mean oil or petroleum of any kind and  in  any  form
including, but not limited to, oil, petroleum, fuel oil, oil sludge, oil
refuse,  oil  mixed  with  other  wastes  and  crude  oils, gasoline and
kerosene.
  "Remedial action work plan" shall mean a  written  document  providing
for  the  development  and  implementation  of  a  remedial  program for
contamination within  the  boundaries  of  the  local  brownfield  site;
provided,  however, that a participant shall also be required to provide
in the remedial action work plan for the development and  implementation
of a remedial program for contamination that has emanated from the local
brownfield site.
  "Remedial  investigation  report"  shall  mean  a  report  that  fully
characterizes the nature and extent of contamination at and/or emanating
from a brownfield site.
  "Site management" shall mean the management of physical  barriers  and
methods and non-physical means to limit human and environmental exposure

to  contamination  at  and/or  emanating  from  a  site,  as well as the
implementation of any  necessary  monitoring,  reporting,  certification
and/or  operation  and  maintenance of a remedy, after the issuance of a
certificate of completion.
  "Site  management  plan"  shall  mean a written document providing for
site management.
  "Volunteer" shall mean an enrollee other than a participant, including
without limitation a person whose liability arises solely as a result of
such person's ownership or operation of or involvement  with  the  local
brownfield site subsequent to the disposal or discharge of contaminants,
provided,  however,  that  such  person  exercises appropriate care with
respect to contamination found at the site by  taking  reasonable  steps
to:  (1)  stop any continuing release; (2) prevent any threatened future
release; and (3) prevent  or  limit  human,  environmental,  or  natural
resource exposure to any previously released contamination.

Section 24-903

Section 24-903

  § 24-903  Rules for the Local Brownfield Cleanup Program. The director
shall develop and administer a  local  brownfield  cleanup  program  and
shall  promulgate  rules  to  effectuate  the provisions of this chapter
including, but not limited to, rules:
  (a) Prescribing the form for an  application  to  participate  in  the
local  brownfield cleanup program and establishing an application review
process to ensure that only eligible local brownfield sites, as provided
in  section  24-904  of  this  chapter,  are  accepted  into  the  local
brownfield cleanup program.
  (b)  Prescribing  a  local  brownfield  cleanup agreement, including a
requirement that the enrollee pay for costs incurred by the city and  an
indemnification  provision  holding  the  city  harmless from any claim,
suit, action, and cost arising out of or resulting from the  fulfillment
or attempted fulfillment of the agreement.
  (c)  Prescribing  requirements  for  remedial  investigation  reports,
remedial action work plans, and such other reports and work plans as the
office shall require, and  providing  mechanisms  for  the  preparation,
submission,  review,  approval,  modification,  and  rejection  of  such
reports and work plans.
  (d) Providing adequate procedures to ensure that remedial action  work
plans  and  remedial  actions  are  protective  of public health and the
environment, and consistent with the  current,  intended  or  reasonably
anticipated  residential, commercial, industrial or other end use of the
local brownfield site. Cleanup standards and remedial selection criteria
shall be consistent with standards and criteria applicable to the  state
brownfield cleanup program, including all applicable guidance documents.
  (e) Prescribing procedures for citizen participation.
  (f)  Providing for access by the office or any person so authorized by
the office (1) to any real property that has either submitted a  request
to  participate  in the local brownfield cleanup program, is enrolled in
the local brownfield cleanup program, or has been issued  a  certificate
of completion, for the purpose of ensuring that any applicant, enrollee,
or recipient of a certificate of completion complies with the provisions
of  this  chapter  or rules promulgated pursuant thereto, including, but
not limited to, providing access  for  the  purpose  of  inspecting  and
taking  samples  of contaminants and/or environmental media, and for the
purpose of inspecting the adequacy of site management activities; (2) to
information relating to any applicant's or enrollee's current  and  past
activities concerning contaminants; and (3) to documents relating to the
current and past contamination of a local brownfield site.
  (g)  Prescribing  mechanisms  for  the office to determine whether the
remedial actions are complete and to issue documentation indicating that
the remedial actions are complete, including through the issuance  of  a
certificate of completion.
  (h)  Providing  for  the issuance of a clean property certification to
those properties that have successfully completed the  local  brownfield
cleanup  program  or  other  programs equivalent to the local brownfield
cleanup program.
  (i) Establishing  procedures  and  enforcement  mechanisms,  including
recording   of   the  declaration  of  covenants  and  restrictions  and
notification of  the  department  of  buildings  and  other  appropriate
agencies  of  such  declaration,  to  ensure that the owner of the local
brownfield site or its successors or assigns continues in full force and
effect all institutional and engineering controls required at  the  site
in  accordance  with  the  local  brownfield cleanup agreement, remedial
action  work  plan,  declaration  of  covenant  and  restrictions,  site
management  plan,  and  any  other  applicable  document  or  plan.  The

procedures shall include the process for notifying the public  regarding
compliance with institutional and engineering controls.
  (j)  Requiring  notice  to  the office of any change of use at a local
brownfield site and an opportunity  for  the  office  to  prohibit  such
change of use for cause.

Section 24-904

Section 24-904

  § 24-904  Eligibility. The office shall determine whether to accept or
reject an application to participate in  the  local  brownfield  cleanup
program.
  (a) The office shall reject the application if:
  (1)  the  real  property  does  not  meet  the  definition  of a local
brownfield site as provided in section 24-902 of this chapter;
  (2) there is an action or proceeding relating to the local  brownfield
site  against  the  applicant  that  is pending in any civil or criminal
court in  any  jurisdiction,  or  before  any  city,  state  or  federal
administrative  agency  or  body,  wherein  the  city,  state or federal
government seeks penalties or the investigation, removal, or remediation
of contamination; or
  (3) there  is  an  order  against  the  applicant  providing  for  the
investigation,  removal, or remediation of contamination relating to the
local brownfield site.
  (b) The office may reject the application  if  the  office  determines
that   the  public  interest  would  not  be  served  by  accepting  the
application.

Section 24-905

Section 24-905

  § 24-905 Citizen Participation.
  (a)  The borough president and council member representing the area in
which the local brownfield site is  located,  community  board  for  the
district in which the local brownfield site is located, residents living
on or immediately adjacent to the local brownfield site, community based
organizations,  and other appropriate community groups shall be notified
upon receipt by the office of the  application  to  participate  in  the
local brownfield cleanup program; before the office finalizes a remedial
action work plan or approves a report on remedial action; and before the
enrollee commences construction at the local brownfield site.
  (b)  The  office  shall  provide  opportunities for public comment and
shall prescribe a procedure for enrollees to make documents available to
the public.

Section 24-906

Section 24-906

  § 24-906 Certificate of Completion.
  (a)  A  certificate of completion shall include (1) a finding that the
enrollee  has  successfully  completed  the  local  brownfield   cleanup
program, (2) a statement that, subject to the provisions of this section
and except as provided in the remedial action work plan, site management
plan,  declaration  of  covenants  and  restrictions,  or certificate of
completion, the city shall not take or require any further investigatory
or remedial action against  the  site  and  the  enrollee,  his  or  her
successors,   and  his  or  her  assigns,  regarding  the  contamination
addressed  at  the  site,  and  (3)  a  recommendation  that  no   other
governmental entity take or require any investigatory or remedial action
against the site and the enrollee, his or her successors, and his or her
assigns, regarding the contamination addressed at the site. The director
shall  seek  to enter into agreements with federal and/or state agencies
and other entities that formally recognize cleanups  for  which  a  city
certificate  of  completion has been issued, and that stipulate that the
federal  and/or  state  agency  or  other  entity  does  not  intend  or
anticipate  taking  further  actions  requiring  additional  cleanup and
investigation for  contamination  that  an  enrollee  has  appropriately
addressed  under  the  local brownfield cleanup program, subject to such
terms and conditions as may be required  by  the  federal  and/or  state
agency  or  other  entity.  Nothing  in this section shall in any way be
interpreted as a binding legal commitment or obligation on behalf of the
director to enter into such an agreement with the federal  and/or  state
agency  or  other  entity  for any site enrolled in the local brownfield
cleanup program, nor in any way restrict the  director's  discretion  in
negotiating  the  terms  and  conditions  of  such an agreement with the
federal and/or state agency or other entity.
  (b)(1) The city nonetheless shall reserve all of its rights concerning
any further investigation and/or remediation the office deems  necessary
due to:
  (i)  environmental  contamination at, on, under, or emanating from the
local brownfield site if, in light of such conditions, the  site  is  no
longer protective of public health or the environment; or
  (ii)  non-compliance  with  the  terms of the local brownfield cleanup
agreement, the remedial action work  plan,  the  site  management  plan,
declaration  of  covenants  and  restrictions,  or  the  certificate  of
completion; or
  (iii) fraud committed by the applicant in the application  for  or  by
the  enrollee  during  participation  in  the  local  brownfield cleanup
program; or
  (iv) a written finding by the office that a change in an environmental
standard, factor, or criterion upon which the remedial action work  plan
was   based,   renders   the  local  brownfield  site  remedial  program
implemented at the site no longer protective of  public  health  or  the
environment; or
  (v)  a  change  in  the  local brownfield site's use subsequent to the
office's issuance of the certificate  of  completion  unless  additional
remediation  is undertaken as determined by the office, which shall meet
the standard for protection of public health and  the  environment  that
applies under this chapter.
  (2)  In  the  case  of a volunteer, subparagraph v of paragraph one of
this subdivision shall not apply if the property has been remediated for
unrestricted use as provided in section  27-1415  of  the  environmental
conservation law.
  (c)  The  certificate  of completion provided pursuant to this section
shall run with the land,  extending  to  the  enrollee's  successors  or
assigns through acquisition of title to the local brownfield site and to

a  person  who develops or otherwise occupies the local brownfield site;
provided, however, that such persons act with due care and in good faith
to adhere to the requirements of the local brownfield cleanup agreement,
remedial   action  work  plan,  site  management  plan,  declaration  of
covenants  and  restrictions,  and  certificate   of   completion.   The
certificate of completion does not extend, and cannot be transferred, to
a  person  who  is  responsible  for  the  disposal  or the discharge of
contaminants on  the  local  brownfield  site  according  to  applicable
principles of statutory or common law liability as of the effective date
of  the  certification  of  completion  issued pursuant to this chapter,
unless that person was party to the local brownfield  cleanup  agreement
for the local brownfield site.
  (d)  The  provisions  of  this section shall not affect an action or a
claim, including a statutory or common law  claim  for  contribution  or
indemnification, that an enrollee has or may have against a third party.
  (e) Nothing in this section shall be construed to affect the liability
of  any  person  with respect to any costs, damages, or investigative or
remedial activities that  are  not  included  in  the  local  brownfield
cleanup agreement, or remedial action work plan for the local brownfield
site.

Section 24-907

Section 24-907

  § 24-907 Civil Penalties.
  Any  applicant,  enrollee, or recipient of a certificate of completion
who misrepresents  any  material  fact  related  to  the  investigation,
remediation  or  site  management  of  a  local brownfield site shall be
liable for a  civil  penalty  of  not  more  than  twenty-five  thousand
dollars.  Such civil penalty may be recovered in a proceeding before the
environmental control board. Such proceeding shall be commenced  by  the
service  of  a  notice  of violation returnable before the environmental
control board.

Section 24-908

Section 24-908

  § 24-908 Withholding of permits.
  Where  the  office has determined that the owner of a local brownfield
site or its successors or assigns has failed to continue in  full  force
and  effect  all institutional and engineering controls required at such
site in accordance with any applicable document or plan, it shall notify
the department of buildings  of  such  failure  and  the  department  of
buildings shall withhold the issuance of permits from such site.