Chapter 5 - PRIVATE EMPLOYMENT

Section 22-501

Section 22-501

  §  22-501  Definitions.  a.  As  used in section 22-502, the following
words and phrases shall mean and include:
  1. "Strike". Any concerted act of the employees in a lawful refusal of
the employees to perform work or services  for  the  employer,  provided
such  acts  are  not  recognized  as  unlawful  under New York state and
federal  law,  and  if  the  employees  are  represented  by   a   labor
organization,  that  the  said labor organization shall have approved or
sanctioned the act.
  2. "Lockout". A refusal by an employer to permit his employees to work
as a result of a dispute with such employees that affects  wages,  hours
and  other  terms  and  conditions  of  employment  of  said  employees,
provided, however, that a lockout shall not  include  a  termination  of
employment  for  reasons  deemed proper under New York state and federal
law.
  3. "Employer". A person, firm or corporation who employs any  employee
to  perform  services for a wage or salary and includes any person, firm
or  corporation  acting  as  an  agent  of  any  employer,  directly  or
indirectly.
  4.  "Employee".  Any  person who performs services for wages or salary
under a contract of employment, express or implied, for an employer.
  5. "Labor organization". Any organization of any kind or any agency or
employee representation committee or plan in which employees participate
and which exists for the purpose, in whole or in part, of  dealing  with
employers  concerning  grievances,  labor disputes, wages, rates of pay,
hours of employment or conditions of work.
  6. "Strikebreaker". Any person who customarily and  repeatedly  offers
himself  or  herself  for  employment  for  the  duration of a strike or
lockout in the place of employees involved in a strike or lockout.

Section 22-502

Section 22-502

  §  22-502 Unlawful conduct. a. It shall be unlawful in the city of New
York for any employer wilfully and knowingly to employ any strikebreaker
to replace employees who are either on strike against or locked  out  by
such employer.
  b.  It  shall  be unlawful within the city of New York for any person,
firm or corporation not directly involved in  a  strike  or  lockout  to
recruit  any  person  or persons for employment or to secure or offer to
secure for a person or persons any employment when the purpose  of  such
recruiting,  securing  or  offering to secure employment is to have such
person take the place in employment  of  employees  in  an  industry  or
establishment  where  a  strike  or  lockout  exists, provided that this
section shall not apply to any employment agency duly  licensed  in  the
city  of  New  York  or  any  nurses  registry  and  provided  that such
employment is in the regular  course  of  business  of  such  employment
agency or nurses registry.
  c.  It shall be unlawful for any person, firm or corporation including
such  duly  licensed  employment  agency  to  transport  or  arrange  to
transport  to  the city of New York any person or persons for employment
for the purpose of having such person take the place  in  employment  of
employees  in  an  industry  or  establishment where a strike or lockout
exists.
  d. Any person violating the provisions of this section shall be guilty
of a misdemeanor and upon conviction thereof shall be subject to a  fine
or  not  more  than one thousand dollars or to suffer imprisonment for a
term not exceeding one year, or both.

Section 22-503

Section 22-503

  §  22-503  Extension  or  renewal  of  licenses  and permits issued to
persons performing active duty in the army, navy  or  marine  corps.  a.
Notwithstanding  the  provisions  of  any law, rule or regulation or the
terms or conditions of  any  license  relating  to  the  examination  of
applicants  for  such licenses or the payment of fees therefor, the head
of each agency of the city authorized to issue licenses or permits shall
extend or renew any license issued by such  agency  to  any  person  who
shall:
  1.  Engage  in  the  performance  of  active duty in the army, navy or
marine corps of the United States,
  2. Be honorably discharged therefrom or be relieved from  active  duty
therein without fault or delinquency, and
  3.  Hold such license at the time of entrance upon such performance of
active duty.
  b. Upon application of any such  person  to  the  appropriate  agency,
within  one year from his or her discharge from active duty, and without
further examination as to the qualification of the applicant,  the  head
of such agency shall renew such license.
  c. Where the license is one for which there is an annual fee and where
the  business or occupation has been discontinued while the licensee was
in active service, the head of such agency shall credit against the  fee
for  the  renewed  license  a sum equal to one-twelfth of the annual fee
paid by the applicant for the license held by him or her for each  month
of  such  active  duty until the expiration of such license. Application
for such renewal of license shall be made within sixty  days  after  the
applicant's  discharge  from  active duty. If at the time of renewal the
credit, computed as above provided, is greater than the fee charged  for
the  renewed  license,  the remainder of such credit shall be applied to
the fee charged for the next subsequent renewal of such license.
  d. Nothing in this section shall affect any law, rule or regulation of
any agency relating to the premises where the business or occupation  is
to be conducted or to the location or sanitary condition thereof.
  e. The term "license" as used in this section shall include permits.
  f.  Notwithstanding  the provisions of this section and section 19-505
of the code, the following persons shall be entitled to receive  taxicab
licenses upon the following terms and conditions:
  1.  Any  person  who  held  a  taxicab  license  and  transferred same
immediately preceding entry into the performance of active duty  in  the
army,  navy  or  marine  corps  of the United States, in anticipation of
engaging in the performance of such active duty,  and  was  subsequently
honorably discharged therefrom.
  2. Any person who held a taxicab license at the time of entry into the
performance  of  active  duty  in  the army, navy or marine corps of the
United States and transferred such taxicab license while engaged in such
duty and was or is subsequently honorably discharged.
  3. Applications for taxicab licenses under this  subdivision  must  be
made  to  the  taxicab  and  limosine  commission within one hundred and
twenty days after his or her discharge from military service.
  4.  Taxicab  licenses  issued  pursuant  to  the  provisions  of  this
subdivision  shall  not  be  transferable except that licenses issued to
World War  II  veterans  (if  current  and  operative  April  fifteenth,
nineteen  hundred  sixty-three),  shall  be  transferable  provided said
licenses have not been  previously  revoked  for  cause  or  surrendered
voluntarily.
  In the event that the holder of such a license has died prior to March
twenty-seventh,  nineteen  hundred  sixty-seven,  a transferable license
shall be issued to the legal representative of  the  deceased  licensee,

provided  said  representative files a suitable application therefor and
is qualified to hold such license.

Section 22-504

Section 22-504

  §  22-504 Experience; honorably discharged members of the armed forces
of  the  United  States.  Whenever,  by  the  provisions  of  the  code,
experience  in  a  particular  trade is a prerequisite for obtaining any
license, certificate or permit issued thereunder, the period of  service
in  the  armed  forces of the United States in an area designated by the
president of the United States by executive order as a "combat zone"  at
any  time during the period designated by the president as the period of
combatant activities in such zone, by  an  honorably  discharged  member
thereof  who  shall apply for such license, certificate or permit, shall
be deemed the equivalent of such experience on a year for year basis and
shall be accepted accordingly, provided, however,  that  such  applicant
prior  to his or her entry into the said armed forces possessed not less
than one year of the experience required under  the  code,  and  further
provided  that  such  experience  was interrupted by such entry into the
said armed forces. An applicant may apply the provisions of this section
and  section  22-504.1  of  this  chapter  to  satisfy  the   experience
prerequisite   in   a  particular  trade  for  the  applicable  license,
certificate or permit.  The provisions of this section shall  not  apply
to  license  of  hoist  machine operator, master rigger, master plumber,
site  safety  coordinator,  site   safety   manager   and   license   of
high-pressure boiler operating engineer, except that of an applicant for
a  license  of  high-pressure  boiler  operating  engineer, who has had,
during  the  ten  years  immediately  preceding  the  filing   of   this
application, at least five years' experience required under the code, or
at  least  one year's experience prior to his or her entry into the said
armed  forces,  and  while  in  the  said  armed  forces  served  as   a
firefighter, oiler, boilermaker, machinist, water tender or engineer, or
while in the said armed forces performed duties equivalent to the duties
performed by firefighter, oiler, boilermaker, machinist, water tender or
engineer  for  an  additional  period  of  time, to make a total of five
years' experience, shall be deemed to possess the required experience as
applicant for a license  of  high-pressure  boiler  operating  engineer.
Notwithstanding  any  other  provision of this section, the head of each
city agency  issuing  any  license,  certificate  or  permit  for  which
experience  in  a  particular  trade  is  a  prerequisite shall have the
authority to determine whether additional experience is necessary before
issuing any such license, certificate or permit. The provisions of  this
section  shall  apply only to applicants who are at least eighteen years
of age; and are able to read and write the English language.

Section 22-504.1

Section 22-504.1

  §  22-504.1 Equivalent experience; honorably discharged members of the
armed forces of the United States. Whenever, by the  provisions  of  the
code,  experience  in a particular trade is a prerequisite for obtaining
any license, certificate or permit  issued  thereunder,  the  period  of
service  in  the  armed  forces  of  the  United  States by an honorably
discharged member thereof who shall apply for such license,  certificate
or  permit,  shall be deemed the equivalent of such experience on a year
for year basis and shall be  accepted  accordingly,  provided,  however,
that  such  applicant  while  in  said  armed  forces  performed  duties
equivalent to experience required for any such license,  certificate  or
permit,  and  provided  further  that  only the period of service during
which such equivalent duties were performed shall be  deemed  equivalent
experience.  An  applicant  may apply the provisions of this section and
section 22-504 of this chapter to satisfy the experience prerequisite in
a particular trade for the applicable license,  certificate  or  permit.
Notwithstanding  any  other  provision of this section, the head of each
city agency  issuing  any  license,  certificate  or  permit  for  which
experience  in  a  particular  trade  is  a  prerequisite shall have the
authority to determine whether additional experience is necessary before
issuing any such license, certificate or permit. The provisions of  this
section  shall  apply only to applicants who are at least eighteen years
of age; and are able to read and write the English language.

Section 22-505

Section 22-505

  §  22-505  Displaced  Building Service Workers a. For purposes of this
section only, the following terms shall have the following meaning:
  (1) "Building service" means work performed  in  connection  with  the
care  or  maintenance  of  an existing building and includes, but is not
limited to, work performed  by  a  watchman,  guard,  doorman,  building
cleaner,  porter, handyman, janitor, gardener, groundskeeper, stationary
fireman,  elevator   operator   and   starter,   window   cleaner,   and
superintendents.
  (2)  "Building  service  contract" means a contract let to any covered
employer for the furnishing  of  building  services,  and  includes  any
subcontracts for such services.
  (3)  "Building  service contractor" means any person who enters into a
building service contract.
  (4) "Building  service  employee"  means  any  person  employed  as  a
building  service  employee by a covered employer who has been regularly
assigned to a building on a full or part-time basis for at least  ninety
days  immediately preceding any transition in employment subject to this
section except for (i)  persons  who  are  managerial,  supervisory,  or
confidential  employees, provided that this exemption shall not apply to
building superintendents or resident managers, (ii) persons  earning  in
excess  of  twenty-five  dollars  per  hour from a covered employer, and
(iii) persons regularly scheduled to work fewer  than  eight  hours  per
week at a building.
  (5)   "City   of   New  York"  means  any  city,  county  or  borough,
administration, department, division, bureau, board or commission, or  a
corporation,  institution  or agency of government the expenses of which
are paid in whole or in part from the city treasury.
  (6) "Covered employer" means any  person  who  owns  or  manages  real
property,  either  on  its  own behalf or for another person, within the
City of New York, including, but not limited to,  housing  cooperatives,
condominium  associations,  building  managing  agents, and any building
service contractor, provided, however, that  the  requirements  of  this
subchapter  shall not apply to (i) residential buildings of less than 50
units, (ii) commercial office, institutional or retail buildings of less
than 100,000 square feet, (iii) any building in which the  city  of  New
York  and/or any governmental entity, the head or majority of members of
which are appointed by one or more officers of the  city  of  New  York,
occupies  fifty  percent or more of the rentable square footage, or (iv)
to the extent that such requirements conflict with title 11, section 162
of the state finance law.
  (7) "Person" means any individual, proprietorship, partnership,  joint
venture,  corporation, limited liability company, trust, association, or
other entity that may employ persons or enter  into  service  contracts,
but  shall  not include the city of New York, the state of New York, and
the  federal  government  or  any  other  governmental  entity,  or  any
individual or entity managing real property for a governmental entity.
  (8)  "Successor  employer"  means a covered employer that (i) has been
awarded a building service contract to provide, in  whole  or  in  part,
building services that are substantially similar to those provided under
a  service  contract  that  has  recently  been  terminated, or (ii) has
purchased or acquired control of a property in  which  building  service
employees were employed.
  b.  (1)  No  less  than  fifteen  calendar days before terminating any
building service  contract,  any  covered  employer  shall  request  the
terminated  contractor  to  provide to the successor employer a full and
accurate list containing the name, address, date of hire, and employment
occupation classification of each building  service  employee  currently
employed at the site or sites covered by the terminated contract.

  (2)   No  less  than  fifteen  calendar  days  before  transferring  a
controlling interest in any covered building in which building  services
employees  are  employed,  any  covered  employer  shall  provide to the
successor employer  a  full  and  accurate  list  containing  the  name,
address,  date of hire, and employment occupation classification of each
building service employee  currently  employed  at  the  site  or  sites
covered by the transfer of controlling interest.
  (3)  No  more  than seven calendar days after notice that its building
service contract has been terminated, any covered employer shall provide
to the successor employer a full and accurate list containing the  name,
address,  date of hire, and employment occupation classification of each
building service employee employed on the notice date  at  the  site  or
sites covered by the terminated building service contract.
  (4)  When  providing  the  notice required under this subsection, each
covered  employer  shall  ensure  that  a  notice  to  building  service
employees is posted setting forth the rights provided under this section
and  which  includes  a  copy  of  the list provided under the preceding
sections, and that such  notice  is  also  provided  to  the  employees'
collective  bargaining representative, if any. The notice and list shall
be posted in  the  same  location  and  manner  that  other  statutorily
required notices to employees are posted at the affected building(s).
  (5) A successor employer shall retain for a ninety (90) day transition
employment  period  at  the  affected building(s) those building service
employee(s) of the  terminated  building  service  contractor  (and  its
subcontractors),  or other covered employer, employed at the building(s)
covered by the terminated building service contract or owned or operated
by the former covered employer.
  (6) If at any  time  the  successor  employer  determines  that  fewer
building  service employees are required to perform building services at
the affected building(s) than had been performing  such  services  under
the former employer, the successor employer shall retain the predecessor
building  service  employees  by  seniority  within  job classification;
provided, that during  such  90-day  transition  period,  the  successor
employer  shall  maintain  a  preferential hiring list of those building
service employees not retained at the building(s) who shall be  given  a
right  of  first  refusal  to any jobs within their classifications that
become available during that period.
  (7) Except as provided in part (6) of  this  subsection,  during  such
90-day  period,  the  successor  contractor  shall not discharge without
cause an employee retained pursuant to this section.
  (8) At the end of the 90-day transition period, the successor employer
shall  perform  a  written  performance  evaluation  for  each  employee
retained  pursuant to this section. If the employee's performance during
such 90-day period is satisfactory, the successor contractor shall offer
the  employee  continued  employment  under  the  terms  and  conditions
established by the successor employer or as required by law.
  c.  (1)  A  building  service  employee who has been discharged or not
retained in violation of this section may bring  an  action  in  Supreme
Court  against  a  successor  contractor  and/or  covered  employer  for
violation of any obligation imposed pursuant to this section.
  (2) The court shall have  authority  to  order  injunctive  relief  to
prevent or remedy a violation of any obligation imposed pursuant to this
section.
  (3) If the court finds that by reason of a violation of any obligation
imposed  pursuant  to subsection b, a building service employee has been
discharged or not retained in violation of this section, it shall award:
  (i) Back pay for each day during which the violation continues,  which
shall  be  calculated at a rate of compensation not less than the higher

of (a) the average regular rate of pay received by the  employee  during
the last three years of the employee's employment in the same occupation
classification; or (b) the final regular rate received by the employee.
  (ii)  Costs of benefits the successor employer would have incurred for
the employee under the  successor  contractor's  or  employer's  benefit
plan(s).
  (iii)  The  building  service employee's reasonable attorneys fees and
costs.
  (4) In any such action, the court shall have authority  to  order  the
terminated  contractor  or  former  employer  to  provide  the successor
employer with the information required pursuant to subsection b of  this
section.
  d. The provisions of this section shall not apply (i) to any successor
employer  that,  on  or  before  the  effective  date of the transfer of
control from a predecessor covered employer to the successor employer or
the commencement of services by a successor building service contractor,
agrees to assume, or to be bound by, the collective bargaining agreement
of the predecessor covered employer covering building service employees,
provided that the collective bargaining  agreement  provides  terms  and
conditions  for  the discharge or laying off of employees; or (ii) where
there is no existing collective bargaining  agreement  as  described  in
subsection  (i)  above,  to  any  successor  employer that agrees, on or
before the effective date of the transfer of control from a  predecessor
covered  employer  to  the  successor  employer  or  the commencement of
services by a successor building service contractor, to enter into a new
collective bargaining agreement covering its building service employees,
provided that the collective bargaining  agreement  provides  terms  and
conditions for the discharge or laying off of employees; or (iii) to any
successor  employer whose building service employees will be accreted to
a bargaining unit with a pre-existing collective  bargaining  agreement,
provided  that  the  collective  bargaining agreement provides terms and
conditions for the discharge or laying off of  employees;  or  (iv)  any
covered  employer  that  obtains  a  written commitment from a successor
employer that the successor employer's building service  employees  will
be  covered by a collective bargaining agreement falling within subparts
(i), (ii), or (iii) above.

Section 22-506

Section 22-506

  * §  22-506  a.  Short  title.  This section shall be known and may be
cited as the "Health Care Security Act."
  ** b. Definitions. For purposes of this section, the  following  terms
shall have the following meanings:
  (1)  "Active  retail  floor  space" means the floor space in any store
operated by a grocery employer that is utilized for the display and sale
of food; provided that such term shall not include  any  storage  space,
loading  dock,  food preparation space or eating area designated for the
consumption of prepared food.
  (2) "Administering agency" means any city agency, office,  department,
division, bureau or institution of government, the expenses of which are
paid  in  whole  or  in  part from the city treasury, as the mayor shall
designate.
  (3) "City" means the city of New York.
  (4) "Covered employer" means any grocery  employer  operating  in  the
city.
  (5)  "Covered  industry"  means  the grocery industry operating in the
city.
  (6) "Employee" means any person who  is  not  a  family  member  of  a
covered  employer  and  who  works  at  any  location  in  the city on a
full-time,  part-time  or  seasonal  basis  for  any  grocery  employer;
provided  that  such  term shall not include persons who are managerial,
supervisory or confidential employees; and provided  further  that  such
term shall not include persons who are hired to work exclusively for the
holiday period from November 1 through December 31.
  (7)  "Entity"  or "Person" means any natural person, corporation, sole
proprietorship,  partnership,  association,   joint   venture,   limited
liability company or other legal entity.
  (8)  "Family  of  employee"  means  the  spouse or domestic partner as
defined in section 3-240 of the administrative code of an  employee  and
each dependent child of such employee.
  (9) "Family member of a covered employer" means the spouse or domestic
partner  as  defined  in  section  3-240 of the administrative code of a
covered employer and each child,  parent,  sister  or  brother  of  such
employer.
  (10)  "Fiscal  year" means the period from July 1 of each year through
June 30 of the following year.
  (11) "Food" means nourishment for human consumption.
  (12) "Grocery employer" means any entity operating one or more  retail
stores   in   the  city  that  (i)  primarily  sell  food  for  off-site
consumption, where such entity employs fifty or more  employees  at  any
one  such store, provided that such entity shall be deemed to employ the
highest number of employees that such entity employed at any time during
the preceding fiscal year or (ii) contain 12,500 square feet or more  of
active retail floor space for the sale of food for off-site consumption,
such  as  a "big box" retail store or warehouse club; provided that such
term shall not  include  any  retail  store  for  which  pharmacy  sales
comprise fifty percent or more of store sales.
  (13)  "Health  care  expenditure"  means  any amount paid by a covered
employer to its employees or to another party on behalf of its employees
and/or the families of its employees for the purpose of providing health
care services or reimbursing the cost of such services for its employees
and/or the families of its employees, including, but not limited to, (i)
contributions by such employer to a health savings  account  as  defined
under  section  223 of the United States internal revenue code or to any
other account having substantially the same purpose  or  effect  without
regard  to whether such contributions qualify for a tax deduction or are
excludable from employee income; (ii) reimbursement by such employer  to

its  employees  and/or the families of its employees for incurred health
care expenses where such recipients had no entitlement to have  expenses
reimbursed  under any plan, fund or program maintained by such employer;
or  (iii) contributions by such employer to any New York city health and
hospitals corporation facility or federally qualified health center that
is located in a borough where such employer operates a  store  or  where
the  majority  of  such  employer's employees reside, provided that such
contributions shall not be designated for  a  particular  individual  or
group  of  individuals, notwithstanding anything herein to the contrary;
provided, however, that such term shall not  include  any  payment  made
directly  or  indirectly for workers' compensation, Medicare benefits or
any other health care costs, taxes or assessments that such employer  is
required  to  pay pursuant to any federal, state or local law other than
this section, or any amount deducted from an employee's  wages  and  not
reimbursed by such employer.
  (14) "Health care services" means primary or secondary medical care or
services,  including,  but  not limited to, (i) inpatient and outpatient
hospital services, (ii) physicians' surgical and medical services, (iii)
laboratory,  diagnostic  and  x-ray  services,  (iv)  prescription  drug
coverage,  (v) annual physical examinations, (vi) preventative services,
(vii)  mental  health  services  or  (viii)  substance  abuse  treatment
services;  provided,  however,  that  such  term  shall  not include any
medical procedure or treatment which is solely cosmetic.
  (15) "Prevailing health care expenditure rate"  means  the  amount  of
health  care  expenditure  customarily  made  on  behalf  of a full-time
employee and/or the family  of  such  employee  in  the  same  trade  or
occupation  in  the  covered  industry,  prorated on an hourly basis and
calculated pursuant to paragraph 2 of subdivision c of this section.
  (16) "Required health care expenditure" means the  total  health  care
expenditure  that  a  covered employer is required to make each year for
its  employees  and/or  the  families  of  its  employees  pursuant   to
subdivision c of this section.
  (17) "Retaliatory action" means the discharge, suspension, demotion or
penalization  of,  or  discrimination  or  taking  other  adverse action
against, an employee with respect to the terms and  conditions  of  such
employee's employment.
  ** NB  Validity  of  local  law  1  of  2006 is currently a subject of
disagreement between the mayor and the city council.
  c. Required health care expenditures. ** (1) Covered  employers  shall
make  required  health  care  expenditures  on behalf of their employees
and/or the families of their employees each fiscal  year,  beginning  on
July 1, 2006. Such expenditures may be made within thirty days after the
close  of the fiscal year for which such expenditures are required to be
made; provided that no health care expenditures may be  credited  toward
more than one fiscal year.
  * NB  Validity  of  local  law  1  of  2006  is currently a subject of
disagreement between the mayor and the city council.
  (2) The administering agency shall annually determine  the  prevailing
health care expenditure rate for employees in the covered industry using
procedures  and  standards similar to those used to calculate prevailing
wages and fringe benefits pursuant to sections 230 and 220  of  the  New
York state labor law; provided that where thirty percent or more of such
employees  are  covered  by a valid collective bargaining agreement, the
prevailing health care expenditure rate  for  such  employees  shall  be
equal  to  the  health  care expenditure rate for full-time employees as
provided under such collective bargaining  agreement;  provided  further
that where there are more than one such collective bargaining agreements
with  differing  health  care  expenditure rates for full-time employees

which together cover thirty percent or more  of  the  employees  in  the
covered  industry,  the prevailing health care expenditure rate for such
employees shall be the average such rate of  all  such  agreements;  and
provided  further  that  all  employees employed in the covered industry
shall be deemed to be in the same trade or occupation  for  purposes  of
determining the prevailing health care expenditure rate. Each prevailing
health  care  expenditure  rate  determined pursuant to this subdivision
shall be published by the administering agency by March 1 of  each  year
and shall take effect on July 1 of the fiscal year.
  ** (3)  Each  covered  employer  shall annually determine its required
health care  expenditure  by  multiplying  the  prevailing  health  care
expenditure  rate  as determined by the administering agency pursuant to
this subdivision for such  employer's  covered  industry  by  the  total
number  of  hours  worked during the fiscal year by all the employees of
such employer. A covered employer may use any reasonable methodology  to
determine  (i)  the number of hours worked during the fiscal year by its
employees; (ii) such employer's required health care expenditure for the
fiscal year; and (iii) whether the health care expenditure made by  such
employer  during  the  fiscal  year is at least equal to such employer's
required health care expenditure for such year.  Each  covered  employer
shall  file  a  concise  statement  describing such methodology with the
administering agency, or if no such agency has been designated, with the
city clerk, by April 1 of each year for the following fiscal year.
  ** NB Validity of local law 1  of  2006  is  currently  a  subject  of
disagreement between the mayor and the city council.
  ** (4) A covered employer shall (i) maintain an accurate work log that
includes,  for each employee, such employee's name, trade or occupation,
and the dates and  hours  or  time  periods  worked  by  such  employee,
provided,  however,  that  covered  employers  shall  not be required to
maintain such records in any particular form; (ii) provide  an  employee
or  such  employee's  designated  representative(s)  with access to such
employee's work log and payroll  records  for  inspection  and  copying;
(iii) maintain accurate records of health care expenditures and required
health  care  expenditures,  and  proof  of such expenditures each year,
provided, however, that covered  employers  shall  not  be  required  to
maintain  such records in any particular form; and (iv) provide a report
to  the  administering  agency  on  an  annual  basis   containing   the
information  required to be maintained pursuant to subparagraphs (i) and
(iii) of this paragraph, and such other information as the administering
agency shall require. Such report shall be made available to the  public
upon  request  without  employee  names  or other personally identifying
information. A covered employer that is  a  signatory  to  one  or  more
collective  bargaining  agreements  that  cover  at  least  seventy-five
percent of its employees may comply with this  section  as  provided  in
subdivision g.
  ** NB  Validity  of  local  law  1  of  2006 is currently a subject of
disagreement between the mayor and the city council.
  d. Unlawful retaliation. It shall be unlawful for any covered employer
to deprive or threaten to deprive any  person  of  employment,  take  or
threaten  to take any retaliatory action against any person, or directly
or indirectly intimidate, threaten,  coerce,  command  or  influence  or
attempt to intimidate, threaten, coerce, command or influence any person
because  such  person  has  taken an action to enforce, inquire about or
inform others about the requirements of this section.  Taking  any  such
adverse  action  against  any person within ninety days of such person's
exercise of rights pursuant to this section  shall  raise  a  rebuttable
presumption that such action was in retaliation for the exercise of such
rights.

  e.  Violations  and penalties. (1) Any covered employer found to be in
violation of this section by failing to make  health  care  expenditures
during  the  fiscal  year  at  least  equal  to the required health care
expenditure for such employer shall be liable for a civil penalty  equal
to the amount of the shortfall.
  (2)  Any  covered employer found to be in violation of this section by
failing to make health care expenditures during the fiscal year at least
equal to the required health care expenditure for  such  employer  shall
correct  such  violation  within  ninety days of such determination. The
administering agency shall serve a  notice  to  correct  such  violation
which   shall   specify   the  date  which  is  ninety  days  from  such
determination by which the violation  shall  be  corrected.  Failure  to
correct  such  violation  pursuant  to  this  paragraph  shall subject a
covered employer to a civil  penalty  of  not  less  than  five  hundred
dollars for each day such violation continues.
  (3)   Any   covered  employer  found  to  have  violated  any  of  the
requirements of paragraph (4) of subdivision c of this section shall  be
liable  for  a  civil  penalty of not less than five hundred dollars for
each such violation.
  (4) In addition to being liable for civil penalties pursuant  to  this
subdivision,  any  covered  employer found to have violated this section
may be subject to  other  action  taken  by  the  administering  agency,
including,  but  not  limited  to,  requesting  that  city  agencies  or
departments revoke or suspend any city-issued registration certificates,
permits or licenses held by such covered employer until such time as the
violation is remedied.
  (5) Penalties imposed pursuant to this section shall  not  affect  any
right  or remedy available or civil or criminal penalty applicable under
law to any individual or entity, or in any way diminish  or  reduce  the
remedy  or  damages  recoverable in any action in equity or law before a
court of law with competent jurisdiction.
  f. Enforcement. (1) The administering agency  shall  take  appropriate
action   to  enforce  this  section,  including,  but  not  limited  to,
periodically auditing covered employers to monitor compliance with  this
section;  establishing  a  system  to receive complaints from any person
charging that  a  violation  has  occurred  pursuant  to  this  section;
investigating complaints received; and making findings of violations and
civil penalties in accordance with the provisions of this section.
  ** (2) Any proceeding to recover any civil penalty authorized pursuant
to  this  section  shall  be  commenced  by  the  service of a notice of
violation which shall be returnable to  the  administering  agency.  The
commissioner  or  other  designated  person of such administering agency
shall, after due notice and an opportunity for a hearing, be  authorized
to impose the civil penalties prescribed by this section.
  ** NB  Validity  of  local  law  1  of  2006 is currently a subject of
disagreement between the mayor and the city council.
  (3) Any action or proceeding that may be appropriate or necessary  for
the  correction  of  any  violation  issued  pursuant  to  this section,
including, but not limited to, actions to secure permanent  injunctions,
enjoining  any  acts  or  practices  which  constitute  such  violation,
mandating compliance with the provisions of this section or  such  other
relief as may be appropriate, may be initiated in any court of competent
jurisdiction by the corporation counsel or such other persons designated
by the corporation counsel on behalf of the administering agency.
  ** (4)  Any  joint-labor  management committee established pursuant to
the federal Labor Management Cooperation Act of 1978  (section  175a  of
title 29 of the United States code) operating in the covered industry or
any  employee  of a covered employer may bring an action in any court of

competent jurisdiction against a covered employer  that  fails  to  make
health  care  expenditures  during the fiscal year at least equal to the
required health care expenditure for such employer in violation of  this
section. Upon a determination of any such violation, the court may award
any  appropriate equitable relief to secure compliance with this section
and shall  award  reasonable  attorney's  fees  and  costs  incurred  in
maintaining the action to any complaining party who prevails in any such
enforcement action.
  ** NB  Validity  of  local  law  1  of  2006 is currently a subject of
disagreement between the mayor and the city council.
  (5) Any aggrieved person may bring an action in any court of competent
jurisdiction against a covered employer for violation of  subdivision  d
of  this  section. Upon a determination of any such violation, the court
may award any appropriate remedy  at  law  or  equity  and  shall  award
reasonable  attorney's fees and costs incurred in maintaining the action
to any complaining party who prevails in any such enforcement action.
  (6) Any enforcement proceedings commenced under this section  must  be
commenced  within  three  years  after  the  date  of  the occurrence or
termination of the alleged violation, which ever occurs later.
  g. Exemption. A covered employer that is a signatory to  one  or  more
collective  bargaining  agreements  that  cover  at  least  seventy-five
percent of its employees may fully comply with the requirements of  this
section  by  filing annually with the administering agency proof of such
collective bargaining agreements and  their  terms,  in  such  form  and
manner  as specified by the administering agency, and shall otherwise be
exempt from all other provisions of this section.
  h.  Rules.  The  administering  agency  shall  promulgate   rules   in
accordance  with  this  section and such other rules as may be necessary
for the  purpose  of  implementing,  construing  and  carrying  out  the
provisions of this section.
  * NB Enacted without section heading.