Article 7 - PILE FOUNDATIONS-GENERAL REQUIREMENTS

Section 27-688

Section 27-688

  §  27-688  Administrative requirements. (a) Identification of piles. A
plan showing clearly the designation of  all  piles  by  an  identifying
system  shall  be  filed  with the commissioner prior to installation of
such piles. All detailed records for  individual  piles  shall  bear  an
identification  corresponding  to that shown on the plan. A copy of such
plan shall be available at the site for inspection at all times.
  (b) Record of pile driving. A record of the penetration  and  behavior
of  each  pile  during  installation  shall  be kept by the architect or
engineer designated in  section  27-721  of  article  thirteen  of  this
subchapter.    Such  records shall be prepared on forms furnished by, or
satisfactory to, the commissioner  and,  upon  the  completion  of  pile
installation,  shall  be  filed  with the commissioner together with the
records of any additional borings  or  subsurface  information  obtained
during  installation  of  the piles, and plans showing any deviations of
the pile or related constructions (including  any  corrective  measures)
from  the  details and locations shown on the approved plans. Inspection
of piling and pile load tests  shall  conform  to  the  requirements  of
section 27-721 of article thirteen of this subchapter.

Section 27-689

Section 27-689

  §  27-689  Minimum  pile  penetrations.  (a)  Required by soil bearing
capacity. The provisions of paragraph one of subdivision (b) of  section
27-700 of article eight of this subchapter shall apply.
  (b)  Required  for lateral restraint. The provisions of section 27-694
of this article shall apply.
  (c) Piles located near a lot line. Piles located near a lot line shall
be designed on the assumption that the adjacent lot will be excavated to
a depth of ten feet below the nearest legally  established  curb  level.
Where  such excavation would reduce the embedded length of the pile, the
portion of the pile exposed shall be considered as providing no  lateral
or  vertical  support, and the load-carrying determination in accordance
with the provisions of article eight of this subchapter  shall  be  made
after  the  resistance  offered by the soil that is subject to potential
excavation has been discounted.

Section 27-690

Section 27-690

  § 27-690 Use of existing piles at demolished structures. Piles left in
place  where  a  structure has been demolished shall not be used for the
support of new construction unless satisfactory evidence, including load
or hammer testing of representative piles, can  be  produced  indicating
the  capacity,  length,  and  driving  conditions of the piles. The load
bearing value for such existing piles shall be the least of  the  values
indicated  by: (1) the load or hammer test, (2) the capacity of the pile
as a structural member, and (3) the allowable bearing  pressure  on  the
soil  underlying the pile tips, all in accordance with the provisions of
article eight of this subchapter.

Section 27-691

Section 27-691

  § 27-691 Tolerance and modification of design due to field conditions.
(a)  Tolerance in alignment of the pile axis. If the axis of any pile is
installed out of plumb or deviates from the  specified  batter  by  more
than  four  per  cent  of  the pile length, the design of the foundation
shall be modified as may be necessary to resist the  resulting  vertical
and lateral forces. In types of piles for which subsurface inspection is
not possible, this determination shall be made on the exposed section of
the  pile, which section, at the time of checking axial alignment, shall
not be less than two feet. In piles  which  can  be  checked  for  axial
alignment below the ground surface, the sweep of the pile axis shall not
exceed four per cent of the embedded length.
  (b)  Tolerance  in  location  of  the head of the pile. A tolerance of
three inches from the  designed  location  shall  be  permitted  in  the
installation  of  each  pile,  without reduction in load capacity of the
pile group.  Where piles are installed out of position in excess of this
amount, the true loading on such piles shall be analytically  determined
from  a survey which defines the actual location of the piles as driven,
and using the actual eccentricity in the pile group with respect to  the
line  of  action  of the applied load. If the total load on any pile, so
determined, is in excess of one hundred ten per cent  of  the  allowable
load bearing capacity, correction shall be made by installing additional
piles  or  by  other methods of load distribution, as required to reduce
the maximum pile load to one hundred ten per cent of the capacity.
  (c) Bent piles. Where piles have been bent  during  installation,  and
the  amount of the bend exceeds the allowable tolerance for alignment of
the pile axis in subdivision (a) of this section, the condition shall be
investigated and, where required, correction made by the installation of
additional piles, by strengthening  the  bent  piles,  by  reduction  in
capacity or other means acceptable to the commissioner.

Section 27-692

Section 27-692

  §  27-692  Minimum spacing of piles. Piles shall be spaced to meet the
following requirements:
  (1) Spacing of piles shall provide for adequate  distribution  of  the
load  on  the  pile group to the supporting soil, in accordance with the
provisions of subdivision (b) of section 27-700 of article eight of this
subchapter.
  (2) In no case shall the minimum center-to-center spacing of piles  be
less  than  twenty-four  inches,  nor  less than the values for specific
types of piling as indicated in article ten of this  subchapter.  Unless
special   measures  are  taken  to  assure  that  piles  will  penetrate
sufficiently to meet the requirements of section 27-689 of this  article
without  interfering  with  or  intersecting  each  other,  the  minimum
center-to-center spacing of piles shall be twice the average diameter of
the butt for round piles; one and three-quarters times the diagonal  for
rectangular  piles;  or,  for taper piles, twice the diameter at a level
two-thirds of the pile length measured up from  the  tip.  In  cases  of
practical difficulty, the spacing of new piles from existing piles under
an adjacent building may be less than the above values provided that the
requirements  relating  to  minimum  embedment and pile interference are
satisfied and that the soil under the proposed and existing buildings is
not overloaded by the closer pile grouping.

Section 27-693

Section 27-693

  §  27-693  Minimum  section. Except as provided in article ten of this
subchapter for timber piles, no tapered pile  shall  be  less  than  six
inches  in  diameter  at  any  section, nor have less than an eight inch
diameter at cutoff. The taper of any tapered section may be  uniform  or
may  occur in steps. No pile of uniform section shall have a diameter of
less than eight inches, or, if not circular, a dimension  of  less  than
seven  and one-half inches. Tapered shoes or points of lesser dimensions
may be attached to the tips of piles.

Section 27-694

Section 27-694

  § 27-694 Capping and bracing of piles. (a) Capping of piles.
  (1)  EMBEDMENT.  Tops  of  all  piles shall be embedded at least three
inches in concrete caps. Such concrete shall conform to  the  provisions
of  article  five  of subchapter ten of this chapter and shall extend at
least four inches beyond the edge of all piles. Alternatively, and  only
where  the  piles  project  above  the  future grade and will be readily
accessible for visual inspection at all times, the tops of the piles may
be capped with timber or steel caps, which shall  be  connected  to  the
piles.  Cap  plates will not be required for steel H piles embedded in a
reinforced concrete cap. Inspection of pile caps shall be as required in
section 27-722 of article thirteen of this subchapter.
  (2) UPLIFT. Where piles are subject to uplift, they shall be  anchored
into  the  cap  to  resist at least one and one-half times the amount of
such  uplift  without  exceeding  the  basic   allowable   stresses   as
established in subchapter ten.
  (3)  REINFORCEMENT.  Reinforcement shall be placed to provide at least
three inches of clear cover, measured to the surface  of  the  pile  cap
that is in contact with the ground. All reinforcement adjacent to timber
or  concrete  piling  shall  have  a  minimum  of  one  inch of concrete
protection. Reinforcement shall extend to  within  four  inches  of  the
edges of the pile cap.
  (4)  DESIGN.  Except  as  modified  above, concrete pile caps shall be
designed in accordance with the  provisions  of  reference  standard  RS
10-3.
  (b)  Bracing  of  piles.  Except  for  short  piles  as  described  in
subdivision (c) of this section, every pile shall be laterally braced to
conform with one or more of the following provisions:
  (1) RIGID CAP. Three or more piles connected by a rigid cap  shall  be
considered as being braced provided that the piles are located in radial
directions  from  the  centroid of the group not less than sixty degrees
apart (within a tolerance of three inches in location of  the  pile.)  A
two-pile  group,  in a rigid cap, shall be considered to be braced along
the axis connecting the two piles.
  (2) BRACE BEAMS. Piles may be braced by the use of brace beams or ties
rigidly connecting to at least two other piles in radial directions  not
less  than sixty degrees nor more than one hundred twenty degrees apart.
Concrete brace beams shall have minimum dimensions of  one-twentieth  of
the  clear  distance  between pile caps, but not less than eight inches.
All brace beams shall be proportioned to resist  a  minimum  axial  load
equal  to  three  per cent of the total axial load capacity of the piles
that are to be  braced  by  that  beam,  plus  the  moment  due  to  any
eccentricity  between  the  centroid  of  the pile group and the line of
action of the applied load. Where underlain by soil of class 9-65, 10-65
or 11-65, brace beams shall be proportioned to  support  the  weight  of
soil,  slab-on-ground,  and  live  load  on  the  slab-on-ground that is
contained within vertical  planes  projected  upward  from  the  lateral
limits  of  the  brace  beam.  The design of brace beams to resist these
loads shall conform to the provision of subchapter ten of this chapter.
  (3) CONCRETE SLAB-ON-GRADE. A  continuous  concrete  slab  or  mat  on
grade, that is five inches or more in thickness and reinforced, and that
extends  at  least  forty  feet in each direction and is anchored to the
pile caps (or in which the piles are embedded at  least  three  inches),
may  be  used in lieu of brace beams for bracing of pile caps, providing
that the slab is supported  on  material  having  an  allowable  bearing
pressure  of  one  and  one-half tons per square foot or better and such
material is not underlain by nominally unsatisfactory bearing materials.
  (4) OTHER MEANS. Piles may be braced by anchors, anchor wall, or other
means acceptable to the commissioner.

  (5) FLOOR SYSTEM. Single-pile or two-pile groups or a single  line  of
piles  may  be  considered  to be adequately braced if connected to, and
braced by, a self supporting floor system provided: (1) that the details
and dimensions of the floor  and  the  wall  or  pier  are  of  adequate
strength to resist lateral displacement of the pile cap under conditions
of  maximum  eccentricity  of the applied load; and (2) that the wall or
pier is braced until connection of the floor framing  is  made  and  the
flooring (or slab) is in place.
  (6)  SPECIAL  REQUIREMENTS FOR BRACING BATTER PILES. The provisions of
paragraphs one through five of this subdivision above  shall  apply.  In
addition,  provisions  shall  be  made  to  oppose  the  lateral  thrust
resulting from the pile inclination.
  (c) Bracing of short piles.
  (1) All pile caps supported by piles that penetrate less than ten feet
below cutoff level or less than ten feet below  ground  level  shall  be
braced  against lateral movement. Such bracing may consist of connection
to other pile caps that encompass piles  embedded  more  than  ten  feet
below  those  levels;  the  use  of  suitable  anchors,  connection to a
slab-on-grade or the floor system as described in paragraphs  three  and
five  of  subdivision (b) of this section, or by other equivalent means.
The heads of the piles shall be fixed in the cap. In no event shall more
than fifty percent of the  piles  in  the  foundation  of  any  building
penetrate  less  than ten feet below cut-off-level or less than ten feet
below ground level.
  (2) Where the embedded length of piles located near a lot  line  would
be reduced to less than ten feet by excavation of the adjacent site to a
depth  of  ten  feet  below  the  nearest  established  curb  level, the
provisions of paragraph one of this subdivision shall apply.

Section 27-695

Section 27-695

  §  27-695  Splicing  of  piles.  Splices shall be constructed so as to
provide and maintain true alignment and position of the component  parts
of  the pile during installation and subsequent thereto, and shall be of
adequate strength to transmit the vertical and lateral loads  (including
tensions)  and the moments occurring in the pile section at the location
of  the  splice  without  exceeding  the  allowable  stresses  for  such
materials as established in subdivision (a) of section 27-700 of article
eight  of  this  subchapter.  Except  for  piles  which  can be visually
inspected after driving, splices shall develop at least fifty  per  cent
of the capacity of the pile in bending. In addition, all pile splices in
the upper ten feet of the pile section shall be capable of resisting (at
allowable  working stresses) the moment and shear that would result from
an assumed eccentricity of the pile load of three inches,  or  the  pile
shall  be  braced in accordance with the provisions of section 27-694 of
article seven of this subchapter to other piles that do not have splices
in the upper ten feet of embedment. For piles located near a  lot  line,
the  embedded length of such piles shall be determined on the basis that
the adjacent site will be excavated to a depth of  ten  feet  below  the
nearest established curb level.

Section 27-696

Section 27-696

  §   27-696   General  requirements  for  installation  of  piles.  (a)
Protection of adjacent property. Piles shall be installed with  adequate
provision for the protection of adjacent buildings and property.
  (b)  Protection  of  the  pile  during  installation.  Piling shall be
handled and installed to the  required  penetration  and  resistance  by
methods that leave their strength unimpaired and that develop and retain
the   required  load-bearing  resistance.  Any  damaged  pile  shall  be
satisfactorily repaired or the pile shall be rejected.  Subject  to  the
approval of the commissioner, damaged piles may be used at a fraction of
the  design  load  as determined by the architect or engineer in lieu of
repair or rejection.
  (c) Protection of pile  materials  after  installation.  Where  boring
records  or site conditions indicate possible deleterious action on pile
materials due to soil constituents,  changing  water  levels,  or  other
causes, such materials shall be adequately protected by preservatives or
encasements  that  will  not be rendered ineffective by driving and that
will prevent such deleterious action. The following specific  provisions
shall apply:
  (1)  Untreated  timber piles shall not be used unless the top level of
the pile is below the permanent water table. The permanent  water  table
level  shall  not  be assumed higher than the invert level of any sewer,
drain, or subsurface structure in the adjacent streets, nor higher  than
the  water level at the site resulting from the lowest drawdown of wells
or sumps, but in no case shall untreated timber piles be used where  the
cut-off  level  is  less  than  ten feet below the adjacent legal grade.
Where treated piles are required, preservative treatment  shall  consist
of  impregnation  with  creosote  or  a  creosote solution or, for piles
entirely embedded below grade, a pentachlorophenal solution may be used.
Treatment shall be in accordance  with  all  requirements  of  reference
standard RS 11-6.
  (2)  Piles  installed  in ash or garbage fills, cinder fills, or which
are free-standing in or near a seawater environment, or which  are  used
for  the  support  of  chemical  plants,  coal  piles  or  under similar
conditions of chemical seepage or aggressive action, or which  are  used
for  support  of  electrical  generating  plants,  shall be investigated
regarding  the  need  for  special  protective  treatment   and,   where
protective   treatment   is   indicated,   shall  be  protected  against
deterioration by encasement, coating, or other device acceptable to  the
commissioner.
  (d)  Equipment.  Equipment  and  methods for installing piles shall be
such that piles are installed in their proper  position  and  alignment,
without damage. Equipment shall be maintained in good repair.

Section 27-697

Section 27-697

  §  27-697  Use  of  uncased  concrete  pile shafts. The use of uncased
shafts (i.e., where the concrete of the pile shaft is in direct  contact
with  the  surrounding  soil)  will  be  permitted  under  the following
conditions:
  (a) For bored piles. Where the bored hole is maintained free of  water
before and during placement of the concrete and the sides and bottom can
be  inspected prior to such placement, and provided that no displacement
pile shall be installed within fifteen feet of any bored pile.
  (b)  For  driven  piles  (including  all  piles  wherein  installation
utilizes  a  temporary  casing). The maximum length of the uncased shaft
shall  be  limited  to  ten  feet  unless  otherwise  permitted  by  the
commissioner.    Uncased  shafts  will be permitted to be formed in soil
below the water table but shall not be formed in any soil of class  9-65
that  is  of medium or soft consistency; in any soil of class 10-65 that
is of medium or loose density; or in any soil of class 11-65.

Section 27-698

Section 27-698

  §  27-698  Where  more than one pile type, pile capacity, or method of
pile installation is used. Wherever it is proposed to: (1)  construct  a
foundation  for  a  building  utilizing  piles  of more than one type or
capacity; (2) modify an existing foundation by the addition of piles  of
a  type  or  capacity  other  than  those  of  the  existing piling; (3)
construct or modify a foundation utilizing  different  methods  or  more
than  one method of installation, or using different types or capacities
of equipment  (such  as  different  types  of  hammers  having  markedly
different  striking  energies  or  speeds);  or  (4)  support  part of a
building on piles and  part  on  footings,  the  several  parts  of  the
building  supported  on  the  different  types,  capacities, or modes of
piling shall be separated by suitable joints providing for  differential
movement,  or  a  report shall be submitted by the architect or engineer
establishing to the satisfaction of the commissioner that  the  proposed
construction  is  adequate  and  safe,  and  showing  that  the probable
settlements and differential settlements to be expected will not  result
in instability of the building or stresses in the structure in excess of
the  allowable values established in subchapter ten of this chapter. The
provisions of subdivision (d) of section 27-700 of article eight of this
subchapter relating to required load tests shall  apply  separately  and
distinctly  to  each  different  type  or  capacity of piling, method of
installation, or type  or  capacity  of  equipment  used,  except  where
analysis of the probable, comparative behavior of the different types or
capacities  of  the  piles or the methods of installation indicates that
data on one type or capacity of pile permits a reliable extrapolation of
the probable behavior of the piles of other types and capacities.

Section 27-699

Section 27-699

  §  27-699 Pile materials. The provisions of sections 27-580 and 27-588
of  article  one  of  subchapter  ten  of  this  chapter   relating   to
"classification  of  materials,  assemblies and methods of construction"
and to the use of "used and unidentified materials" shall apply.