Article 104 - CONSTRUCTION DOCUMENTS

Section 28-104.1

Section 28-104.1

  §28-104.1 General. The department shall not issue a permit pursuant to
this code, or a place of assembly operation certificate pursuant to this
code  unless  and  until it approves all required construction documents
for such work. The department shall not issue an electrical work  permit
pursuant  to  the  New  York city electrical code for fire and emergency
alarm systems, solar panels  and  wind  turbines  unless  and  until  it
approves  all  required  construction  documents  for  such  work.  Such
construction documents shall be prepared by or under the supervision  of
a   registered   design  professional  as  required  by  this  code.  An
application for an associated work permit shall not be submitted to  the
department until all required construction documents have been approved.

Section 28-104.1.1

Section 28-104.1.1

  §28-104.1.1  Construction  documents subject to the New York city fire
code. Except as the New York city fire code may otherwise  provide,  the
construction  documents  for  facilities  and systems for which the fire
code provides design and installation requirements,  including  but  not
limited  to  fire  alarm  systems,  flammable  and  combustible liquids,
compressed gases, explosives and other  hazardous  materials;  flammable
spraying  systems  and facilities; automatic water sprinkler systems for
hazardous material and combustible material storage, and non-water  fire
extinguishing  systems,  shall  be subject to the review and approval of
the fire commissioner in accordance with the New York  city  fire  code.
Approval by the department of construction documents for new or existing
buildings  containing such facilities and systems shall not be construed
as approval of such systems and facilities.

Section 28-104.2

Section 28-104.2

  §28-104.2  Application  for  approval  of  construction documents. The
department shall assign a job number to and docket all applications  for
approval of construction documents and any amendments thereto filed with
it.  The  department  shall  examine the construction documents promptly
after  their  submission.  The  examination  shall  be  made  under  the
direction of the commissioner for compliance with the provisions of this
code and other applicable laws and rules. The personnel employed for the
examination  of  construction  documents  shall  be qualified registered
design professionals, experienced in building construction and design.

Section 28-104.2.1

Section 28-104.2.1

  §28-104.2.1  Less than full examination of construction documents. The
commissioner may, in the commissioner's discretion, establish a  program
whereby  construction  documents  may  be  accepted  with less than full
examination by the department based on the professional certification of
an applicant who is a registered design professional.

Section 28-104.2.1.1

Section 28-104.2.1.1

  §28-104.2.1.1  Effect  of acceptance. Except as otherwise specified in
this code or in the rules of the department, for the  purposes  of  this
code,  the  acceptance of construction documents in accordance with such
program shall have  the  same  force  and  effect  as  the  approval  of
construction  documents after full examination by the department. Except
as otherwise specified in this code or in the rules of  the  department,
references  in  this  code  to approved construction documents or to the
approval of construction documents shall also  be  deemed  to  refer  to
accepted  construction  documents  or  to the acceptance of construction
documents, as applicable.

Section 28-104.2.1.2

Section 28-104.2.1.2

  §28-104.2.1.2  Program  requirements.  The  commissioner may establish
qualifications and requirements for registered design  professionals  to
participate  in  such  program  and  may  exclude,  suspend or otherwise
sanction participants for cause.

Section 28-104.2.1.3

Section 28-104.2.1.3

  §28-104.2.1.3   Mandatory   program  requirements.  Registered  design
professionals participating in such program shall be subject to sections
28-104.2.1.3.1 through 28-104.2.1.3.2

Section 28-104.2.1.3.1

Section 28-104.2.1.3.1

  §28-104.2.1.3.1  Probation. A registered design professional shall not
be eligible to participate in the program during any period of probation
imposed as a sanction by the board of regents pursuant to  section  6511
of the education law.

Section 28-104.2.1.3.2

Section 28-104.2.1.3.2

  §28-104.2.1.3.2 Mandatory sanctions. The commissioner shall, after the
opportunity for a hearing before the office of administrative trials and
hearings  in  accordance  with  department  rules,  exclude,  suspend or
otherwise  condition  the   participation   of   a   registered   design
professional  who  (i)  knowingly  or negligently submits a professional
certification of  an  application  and/or  construction  documents  that
contains  false  information or is not in compliance with all applicable
provisions  of  law,  or  (ii)  submits  two  professionally   certified
applications  for  construction  document  approval  within any 12-month
period containing errors that result  in  revocation  of  an  associated
permit or that otherwise demonstrate incompetence or a lack of knowledge
of   applicable   laws.   The  term  "otherwise  condition"  shall  mean
limitations on such professional's participation in  the  program,  such
as,  but  not limited to, audits and monitoring of the registered design
professional's applications and other submissions.

Section 28-104.2.1.3.2.1

Section 28-104.2.1.3.2.1

  §28-104.2.1.3.2.1  Reinstatement. A registered design professional who
is excluded from the program in accordance with section 28-104.2.1.3 may
apply for reinstatement one  year  or  more  after  such  exclusion.  An
applicant   who   the   commissioner   finds   is  qualified  to  resume
participation in the program shall be on probation for a period  of  not
less  than  6 months after reinstatement and during that time shall as a
condition  of  such  reinstatement  attend  one  or  more  training   or
continuing  education  courses,  approved  by the department, related to
compliance with the building code and related laws  and  rules  and  the
zoning  resolution.  The professional shall submit satisfactory proof of
the successful completion  of  such  training  or  continuing  education
courses to the department.

Section 28-104.2.1.3.2.2

Section 28-104.2.1.3.2.2

  §28-104.2.1.3.2.2  Mandatory  permanent  revocation.  The commissioner
shall permanently revoke, without the opportunity  of  restoration,  the
professional  certification  privileges of an engineer or architect who,
while on probation,  professionally  certifies  an  application,  plans,
construction documents or other document that contains false information
or  is  not  in  compliance with all applicable provisions of law or who
otherwise demonstrates incompetence or a lack of knowledge of applicable
laws.

Section 28-104.2.1.3.2.3

Section 28-104.2.1.3.2.3

  §28-104.2.1.3.2.3  Construction.  Nothing herein shall be construed to
limit the commissioner's power, consistent with state and local law,  to
adopt  rules  that  include  additional  grounds  to  limit  the  filing
privileges of or otherwise  sanction  registered  design  professionals,
after  the  opportunity  for  a hearing, who it determines, knowingly or
negligently submit applications or other  documents  to  the  department
that  contain  false  information  or  are  not  in  compliance with all
applicable provisions of law or that otherwise demonstrate  incompetence
or a lack of knowledge of applicable law or standards.

Section 28-104.2.1.4

Section 28-104.2.1.4

  §  28-104.2.1.4  Database.  The department shall create and maintain a
database of all registered design professionals who have been  excluded,
suspended  or  otherwise sanctioned by the department. Within 7 business
days of the date a sanction is imposed, the department shall post on its
website  and  shall  make  available  upon  request,  the  name  of  the
registered  design  professional,  a  description  of  the sanction, the
initial date of the sanction, the reinstatement date, if applicable, the
address of the premises for which the application  associated  with  the
sanction  was  submitted,  and  whether the sanction was imposed after a
hearing  or  a  settlement.  The  department  shall  provide   requested
information  concerning the exclusion, suspension or other sanction of a
specific registered design professional within 30 days of such request.

Section 28-104.2.1.5

Section 28-104.2.1.5

  §28-104.2.1.5  Applicant  requirement.  The  program  shall  include a
condition that the applicant remain with the job until it is  signed-off
by  the  department  and  that  if  the applicant withdraws from the job
before the  issuance  of  a  letter  of  completion  or  certificate  of
occupancy,  as  applicable, all work shall stop and no permit, letter of
completion or certificate of occupancy shall be issued until a successor
registered design professional  is  designated  as  applicant  and  such
person  submits  (i)  a professional certification indicating his or her
concurrence  with  the  construction  documents  as  accepted   by   the
department  or  (ii) new construction documents are approved or accepted
by the department.

Section 28-104.2.1.6

Section 28-104.2.1.6

  §28-104.2.1.6  Notice  to  the  state  department  of  education.  The
department shall provide written notice to the New York state department
of education of any professional engineer or  registered  architect  who
was  the  subject of any disciplinary proceeding where there has been an
adverse determination  or  sanction  by  the  department  including  any
settlement  agreement  that is reached between the parties that resulted
in a sanction of privileges being imposed by the department. Such notice
shall be sent within ten business days after a determination is made  in
any   such  disciplinary  proceeding  or  after  a  settlement  of  such
proceeding has been reached, and shall include the  name,  and  business
firm  name  and  address  of  such  professional  engineer or registered
architect, as well as any  supporting  documentation  for  the  sanction
imposed.  The  department  shall  also  provide such notice to the state
department of education  of  any  professional  engineer  or  registered
architect that has been the subject of any disciplinary proceeding where
there  has  been  an adverse determination or sanction by the department
within the five calendar years immediately preceding the effective  date
of this section.

Section 28-104.2.10

Section 28-104.2.10

  §28-104.2.10  Revocation  of approval. The commissioner may, on notice
to the applicant, revoke the  approval  of  construction  documents  for
failure  to  comply with the provisions of this code or other applicable
laws or rules; or whenever there has been any  false  statement  or  any
misrepresentation  as to a material fact in the submittal documents upon
the basis of which such approval was issued; or whenever an approval has
been issued in error and conditions are such that  approval  should  not
have  been issued. Such notice shall inform the applicant of the reasons
for the proposed revocation and that the  applicant  has  the  right  to
present  to  the  commissioner  or  his  or her representative within 10
business days of personal service or 15 calendar days of the posting  of
service  by  mail,  information  as  to  why  the approval should not be
revoked.

Section 28-104.2.10.1

Section 28-104.2.10.1

  §28-104.2.10.1  Effect  on  work  permit.  The effect of revocation of
approval of construction documents is the automatic  revocation  of  all
associated work permits that may have been issued.

Section 28-104.2.2

Section 28-104.2.2

  §28-104.2.2  Approval  or  acceptance  to be indicated on construction
documents. All construction documents, when approved, shall  be  stamped
or  endorsed  "approved"  under  the  official method of the department,
followed by a notation of the date except  that  construction  documents
accepted  with  less  than  full  examination by the department shall be
stamped or  endorsed  "accepted"  instead  of  "approved".  One  set  of
"approved" or "accepted" construction documents shall be retained by the
department and another set shall be maintained at the job site until the
work  authorized  by  the  permit  is  completed  and  signed-off by the
department.

Section 28-104.2.3

Section 28-104.2.3

  §28-104.2.3   Time  limitation  of  application.  An  application  for
approval  of  construction  documents  shall  be  deemed  to  have  been
abandoned  12  months  after  the  date  of  its submission, unless such
application has been diligently prosecuted after rejection in  whole  or
in  part,  or  unless  a  permit shall have been issued pursuant to this
code, except that the commissioner may upon application, for  reasonable
cause, grant extensions of time for additional 12-month periods.

Section 28-104.2.4

Section 28-104.2.4

  §28-104.2.4   Conditions   of  approval.  All  construction  documents
approved by the commissioner shall be conditioned upon  and  subject  to
compliance  with the requirements of this code and other applicable laws
and rules in effect at the time  of  issuance  of  the  associated  work
permit or place of assembly certificate of operation.

Section 28-104.2.5

Section 28-104.2.5

  §28-104.2.5  Phased  or  partial approval. In the case of construction
documents for the construction of new buildings  or  the  alteration  of
buildings,  the  commissioner may grant partial approval of construction
documents for the issuance of foundation and  earthwork  permits  before
the  construction  documents  for  the entire building or structure have
been submitted. The  approval  of  such  partial  applications  will  be
subject  to  the submittal and approval of construction documents, filed
together or separately, comprising:
  1. The  lot  diagram  showing  the  exact  location  of  the  lot  and
dimensions to the nearest corner;
  2.  A complete zoning analysis showing compliance of the proposed work
with the zoning resolution;
  3. The foundation plans, as provided for in this code; and
  4. The floor and roof plans showing compliance with exit requirements,
as provided for in this code.
  The issuance of such foundation and earthwork  permit  is  subject  to
submission  of required submittal documents. The owner and the holder of
such foundation and earthwork permit shall proceed  at  their  own  risk
with  the construction operation and without assurance that a permit for
the entire structure will be granted.

Section 28-104.2.6

Section 28-104.2.6

  §28-104.2.6  Deferred  submittal.  With  the  prior  approval  of  the
department, the applicant may defer submittal of portions of the  design
until  a  specified  period  of time after the issuance of a permit. The
applicant shall  list  the  deferred  submittal  items  on  the  initial
application  for  construction document approval. The deferred submittal
items shall not  be  constructed  or  installed  until  the  design  and
submittal documents for the item have been approved by the department.

Section 28-104.2.7

Section 28-104.2.7

  §28-104.2.7  Time  period for review. Completed construction documents
complying with the provisions of this code and other applicable laws and
rules shall be approved  by  the  commissioner  and  written  notice  of
approval  shall  be  given  the  applicant promptly and no later than 40
calendar days after the submission of a complete application.
  Exceptions:
  1. On or before the fortieth day, the commissioner may, for good cause
shown and upon notification to the applicant, extend such  time  for  an
additional 20 calendar days.
  2.  Such  time  period  for  review  shall commence in accordance with
article 107 for single room occupancy multiple dwellings.

Section 28-104.2.8

Section 28-104.2.8

  §28-104.2.8  Notification of rejection. Applications failing to comply
with the provisions of this code and other  applicable  laws  and  rules
shall  be  rejected and written notice of rejection, stating the grounds
of rejection, shall be given the applicant promptly and not  later  than
the date required in section 28-104.2.7.

Section 28-104.2.9

Section 28-104.2.9

  §28-104.2.9  Resubmission.  Whenever  an application has been rejected
and is thereafter revised and resubmitted to meet the stated grounds  of
rejection,  the  revised application and construction documents shall be
approved if they meet the stated  grounds  of  rejection  and  otherwise
comply  with  the  provisions of this code and other applicable laws and
rules or shall be rejected if they fail to meet the  stated  grounds  of
rejection  or otherwise fail to so comply. Written notice of approval or
written notice of rejection, stating the grounds of rejection, shall  be
given  the  applicant promptly and not later than 20 calendar days after
the resubmission of such documents.

Section 28-104.3

Section 28-104.3

  §28-104.3   Amended   construction  documents.  Subject  to  the  time
limitations set forth in this code, amendments to approved  construction
documents  shall  be  submitted,  reviewed and approved before the final
inspection of the work or equipment is completed;  and  such  amendments
when  approved  shall  be  deemed  part  of  the  original  construction
documents. The department may  allow  minor  revisions  of  construction
documents  to  be  made  and  submitted  to  the  department  after  the
completion of work but prior to sign-off of the work in accordance  with
department rules.

Section 28-104.4

Section 28-104.4

  §28-104.4  Place  of  filing.  Except  as  otherwise provided by rule,
applications for construction document approval shall be  filed  in  the
department  office  in  the  borough  in  which the work or equipment is
located or at the discretion of  the  commissioner  shall  be  submitted
electronically.

Section 28-104.5

Section 28-104.5

§28-104.5 Fees. Filing fees shall be paid as required by article 112.

Section 28-104.6

Section 28-104.6

  §28-104.6  Applicant.  The  applicant  for  approval  of  construction
documents shall be the registered design professional  who  prepared  or
supervised  the  preparation  of the construction documents on behalf of
the owner.
  Exception: The  applicant  may  be  other  than  a  registered  design
professional for:
  1.  Limited  plumbing  alterations,  limited sprinkler alterations and
limited standpipe  alterations,  where  the  applicant  is  licensed  to
perform such work pursuant to this code;
  2.  Demolition  applications  other  than  those  specified in section
3306.5 of the New York city building code, where the  applicant  is  the
demolition  contractor  performing  such  demolition. In such cases, the
commissioner may require  structural  plans  designed  by  a  registered
design  professional  to  address any critical structural, sequencing or
site safety items;
  3. Elevator applications;
  4. Other categories of work consistent with rules promulgated  by  the
commissioner.

Section 28-104.6.1

Section 28-104.6.1

  §28-104.6.1  Verification  of professional qualification required. The
department shall not accept construction documents  or  other  documents
submitted  in  connection  with  applications  for construction document
approval or work permits under this code by any person representing that
he or she is an architect or engineer without  verifying,  by  means  of
lists  compiled  and  made available by the New York state department of
education pursuant to paragraph  e-1  of  subdivision  four  of  section
sixty-five  hundred  seven  of the education law, that such person meets
the qualifications established by law to practice  as  an  architect  or
engineer in New York state.

Section 28-104.7

Section 28-104.7

  §28-104.7   Submittal  of  construction  documents.  All  construction
documents submitted to the department shall contain such information and
shall be in such form as shall be set forth in this section 28-104.7 and
the rules of the department. Construction documents shall  also  conform
to  standards  as  may  be  prescribed in the applicable sections of the
construction codes.

Section 28-104.7.1

Section 28-104.7.1

  §28-104.7.1  Scope.  Construction  documents  shall be complete and of
sufficient clarity to indicate the location and entire nature and extent
of the work proposed, and shall show in detail that they conform to  the
provisions  of  this  code and other applicable laws and rules; if there
exist practical difficulties in the  way  of  carrying  out  the  strict
letter  of  the  code,  laws or rules, the applicant shall set forth the
nature of such difficulties.

Section 28-104.7.10

Section 28-104.7.10

  §28-104.7.10  Preparer. Each plan or drawing shall contain the license
number, seal, signature (or equivalent as approved by the  commissioner)
and  address  of  the  registered  design  professional  who prepared or
supervised the preparation of the plans.

Section 28-104.7.11

Section 28-104.7.11

  §28-104.7.11  Additional  information.  In  addition  to  the data and
information specified in this code and the rules of the department,  the
commissioner  is  authorized  to  require  the  submission of additional
plans,  surveys,  computations,  analyses,  test  reports,  photographs,
special  inspection  and  such  other  data  and  information  as may be
necessary to determine compliance with this code  and  other  applicable
laws and rules.

Section 28-104.7.12

Section 28-104.7.12

  §28-104.7.12   Waiver   of  certain  documents.  The  commissioner  is
authorized to waive the submission of any of the  required  construction
documents and other data if review of such documents is not necessary to
ascertain  compliance  with  this  code or not required for the phase of
work for which a permit is sought.

Section 28-104.7.13

Section 28-104.7.13

  §  28-104.7.13  Identification  of  work involving raising or moving a
building. Where the lowest above-grade  floor  or  the  lowest  subgrade
floor  of  a  building  is to be raised, lifted, elevated or moved, such
work shall be listed on the title sheet of the construction documents as
subject to special inspection.

Section 28-104.7.2

Section 28-104.7.2

  §28-104.7.2  Forms.  The applicant shall submit construction documents
on or accompanied by forms provided by the department.

Section 28-104.7.3

Section 28-104.7.3

  §28-104.7.3  Media.  Construction  documents  shall  be  printed  upon
suitable  material,  or  presented  as  electronic  media  documents  as
determined by the commissioner. Plans shall be drawn to suitable scale.

Section 28-104.7.4

Section 28-104.7.4

  §28-104.7.4  Quantities.  The  applicant  shall  submit  the number of
copies of construction documents as the commissioner shall require.

Section 28-104.7.5

Section 28-104.7.5

  §28-104.7.5  Citations  to  code  sections  required. In no case shall
terms such as "code compliant", "approved", "legal" or similar terms  be
used  in  the  construction  documents  as  a  substitute  for  specific
reference to a particular code section, approval or standard in order to
show compliance with code requirements  or  other  applicable  laws  and
rules.

Section 28-104.7.6

Section 28-104.7.6

  * §28-104.7.6  City  Datum.  All  elevations noted in the construction
documents shall be referred to and  clearly  identified  as  the  United
States  coast and geodetic survey mean sea level datum of 1929 (national
geodetic vertical datum, "NGVD"), which is  hereby  established  as  the
city    datum.  By  way  of examples, tables 104.7.6.1 through 104.7.6.5
shall be used to  convert  borough  elevations  to  their  corresponding
equivalent NGVD elevations.
                             TABLE 104.7.6.1
           -------------------------------------------------------
               BRONX               To obtain             NGVD
             Elevations           equivalency:        Elevations
           -------------------------------------------------------
               10.000            -> add 2.608 ->        12.608
           -------------------------------------------------------
                7.392            -> add 2.608 ->        10.000
           -------------------------------------------------------

                             TABLE 104.7.6.2
           -------------------------------------------------------
              BROOKLYN             To obtain             NGVD
             Elevations           equivalency:        Elevations
           -------------------------------------------------------
               10.000            -> add 2.547 ->        12.547
           -------------------------------------------------------
                7.453            -> add 2.547 ->        10.000
           -------------------------------------------------------

                             TABLE 104.7.6.3
           -------------------------------------------------------
              MANHATTAN            To obtain             NGVD
             Elevations           equivalency:        Elevations
           -------------------------------------------------------
               10.000            -> add 2.752 ->        12.752
           -------------------------------------------------------
                7.248            -> add 2.752 ->        10.000
           -------------------------------------------------------

                             TABLE 104.7.6.4
           -------------------------------------------------------
               QUEENS              To obtain             NGVD
             Elevations           equivalency:        Elevations
           -------------------------------------------------------
               10.000            -> add 2.725 ->        12.725
           -------------------------------------------------------
                7.275            -> add 2.725 ->        10.000
           -------------------------------------------------------

                             TABLE 104.7.6.5
           -------------------------------------------------------
               +STATEN
                ISLAND             To obtain             NGVD
             Elevations           equivalency:        Elevations
           -------------------------------------------------------
               10.000            -> add 3.192 ->        13.192
           -------------------------------------------------------
                6.808            -> add 3.192 ->        10.000
           -------------------------------------------------------

  * NB  Effective  until  30 days after FEMA issues the next Preliminary
Flood Insurance Study (see LL 96/2013 § 6)
  * §28-104.7.6  City  datum.  All  elevations noted in the construction
documents shall be referred to  and  clearly  identified  as  the  North
American  vertical  datum of 1988 ("NAVD") as established and maintained
by National Geodetic Survey of  the  National  Ocean  Service,  National
Oceanic  and  Atmospheric  Administration  or successor agency, which is
hereby established as the city datum. Neither the  United  States  coast
and  geodetic  survey  mean  sea  level datum of 1929 (national geodetic
vertical datum, "NGVD") nor any of the five borough data as  established
by  the  former Board of Estimate and Apportionment shall be referred to
in construction documents except as may be required for the  purpose  of
demonstrating  conversion  to  the  NAVD.  Conversions  to NAVD shall be
performed by registered design professionals or surveyors. Conversion to
and from borough data and NGVD shall be performed using tables 104.7.6.1
through 104.7.6.5.
  * NB Effective 30 days after FEMA issues the  next  Preliminary  Flood
Insurance Study (see LL 96/2013 § 6)

Section 28-104.7.7

Section 28-104.7.7

  §28-104.7.7  Identification of special inspections. Whenever materials
are subject to special  inspection,  as  provided  in  this  code,  such
materials  shall  be  listed  on  the  title  sheet  of the construction
documents, or the sheet immediately following,  as  subject  to  special
inspection.

Section 28-104.7.8

Section 28-104.7.8

  §28-104.7.8  Identification of materials. Construction documents shall
identify all materials proposed to be used, including identification  of
the   test  standard  to  which  they  conform,  and  where  applicable,
supporting, information or test data from the manufacturer attesting  to
such conformance.

Section 28-104.7.9

Section 28-104.7.9

  §28-104.7.9  Energy  conservation  code. The application shall contain
all information required to demonstrate compliance  with  the  New  York
city energy conservation code. This information shall include signed and
sealed  construction  drawings  to the extent that they demonstrate such
energy  code  compliance  in  the  energy  analysis  or  the  supporting
documentation as required by such energy code and rules.

Section 28-104.8

Section 28-104.8

  §28-104.8  Applications.  All  applications shall comply with sections
28-104.8.1 through 28-104.8.4.

Section 28-104.8.1

Section 28-104.8.1

  §28-104.8.1  Applicant  statements.  The application shall contain the
following signed and sealed statements by the applicant:
  1. A statement certifying that the  applicant  is  authorized  by  the
owner  to  make  the application and certifying that, to the best of the
applicant's knowledge and belief, the construction documents comply with
the provisions of this code or the 1968 building  code,  if  applicable,
and   other   applicable  laws  and  rules;  if  there  exist  practical
difficulties in the way of carrying out the strict letter of  the  code,
laws  or  rules,  the  applicant  shall  set  forth  the  nature of such
difficulties in such signed statement; and
  2. A statement certifying (i) that the site  of  the  building  to  be
altered   or  demolished,  or  the  site  of  the  new  building  to  be
constructed, contains no occupied housing accommodations subject to rent
control or rent stabilization under chapters 3 and 4 of title 26 of  the
administrative  code,  or  (ii) that the owner has notified the New York
state division of housing and community renewal of the owner's intention
to file such plans and has complied with all requirements imposed by the
regulations of such agency as preconditions for such  filing;  or  (iii)
that  the owner has not notified such agency of the owner's intention to
file because the nature and scope of the work proposed, pursuant to such
regulations, does not require notification.
  3. A professional certification.
  4. A statement certifying compliance with the  New  York  city  energy
conservation code.

Section 28-104.8.2

Section 28-104.8.2

  §28-104.8.2  Owner  statement.  The application shall contain a signed
statement by the owner, cooperative owners' corporation, or  condominium
owners' association stating that the applicant is authorized to make the
application   and,   if   applicable,  acknowledging  that  construction
documents will be accepted  with  less  than  full  examination  by  the
department  based  on  the  professional certification of the applicant.
Such statement shall list the owner's full name and address, as well  as
the  names  of the principal officers, partners or other principals if a
corporation, partnership  or  other  entity.  Principal  officers  of  a
corporation  shall  be deemed to include the president, vice presidents,
secretary and treasurer.

Section 28-104.8.3

Section 28-104.8.3

  §28-104.8.3  Information  of  applicant,  filing  representative,  and
owner.   The application shall set  forth  the  full  names,  addresses,
telephone   numbers,  and  where  available,  e-mail  addresses  of  the
following persons and  where  any  of  such  persons  are  corporations,
partnerships  or other business entities, the names and addresses of the
principal officers, partners or other principals of such entity:
  1. The applicant;
  2. The filing representative;
  3. The owner, cooperative owners' corporation, or condominium  owners'
association; and
  4. Where a person other than the owner has engaged the applicant, such
cooperative   unit  shareholder,  condominium  unit  owner,  lessee,  or
mortgagee.

Section 28-104.8.4

Section 28-104.8.4

  §28-104.8.4   Tenant   protection  plan.  Construction  documents  for
alterations of buildings in which any dwelling  unit  will  be  occupied
during  construction  shall  include a tenant protection plan. Such plan
shall contain a statement that the building contains dwelling units that
will be occupied during construction and shall  indicate  in  sufficient
detail   the   specific  units  that  are  or  may  be  occupied  during
construction, the means and methods to  be  employed  to  safeguard  the
safety and health of the occupants, including, where applicable, details
such  as  temporary  fire-rated assemblies, opening protectives, or dust
containment procedures. The elements of the tenant protection  plan  may
vary  depending  on  the  nature  and scope of the work but at a minimum
shall make detailed and specific provisions for:
  1. Egress. At all times in the course of construction provision  shall
be  made  for  adequate  egress  as required by this code and the tenant
protection plan  shall  identify  the  egress  that  will  be  provided.
Required  egress  shall  not  be  obstructed  at  any  time except where
approved by the commissioner.
  2. Fire safety. All necessary laws and controls, including those  with
respect  to  occupied  dwellings,  as well as additional safety measures
necessitated by the construction shall be strictly observed.
  3. Health requirements.  Specification  of  methods  to  be  used  for
control  of  dust,  disposal  of  construction  debris, pest control and
maintenance  of  sanitary  facilities,  and  limitation  of   noise   to
acceptable levels shall be included.
   3.1.   There  shall  be  included  a  statement  of  compliance  with
applicable provisions of law relating to lead and asbestos.
  4. Compliance with housing standards. The requirements of the New York
city housing maintenance code, and, where applicable, the New York state
multiple dwelling law shall be strictly observed.
  5. Structural safety. No  structural  work  shall  be  done  that  may
endanger the occupants.
  6.  Noise restrictions. Where hours of the day or the days of the week
in which construction work may be undertaken are limited pursuant to the
New York city noise control code, such limitations shall be stated.

Section 28-104.9

Section 28-104.9

  §   28-104.9   Coastal   zones   and   water-sensitive  inland  zones.
Construction documents shall comply  with  sections  28-104.9.1  through
28-104.9.6  relating to work in coastal zones and water-sensitive inland
zones.

Section 28-104.9.1

Section 28-104.9.1

  §  28-104.9.1  Definitions.  As used in section 28-104.9 the following
terms shall have the following meanings:
  COASTAL  ZONES  AND  WATER-SENSITIVE  INLAND  ZONES.  Areas  of   land
comprising  tidal  wetlands, freshwater wetlands, coastal erosion hazard
areas, coastal areas of special flood  hazard  or  rivervine  and  other
inland areas of special flood hazard.
  TIDAL  WETLANDS.  Areas  of  land  as  identified on the tidal wetland
inventory issued by the  New  York  state  department  of  environmental
conservation  in  accordance  with section 25-0201 of the New York state
environmental conservation law, as well as any adjacent  areas  as  such
term  is  defined  in section 661.4 of title six of the New York code of
rules and regulations;
  FRESHWATER WETLANDS. Areas of land as  identified  on  the  final  map
issued by the New York state department of environmental conservation in
accordance  with  section  24-0301  of  the New York state environmental
conservation law, as well as any adjacent areas as such term is  defined
in  section  662.1  of  title  six  of  the  New  York code of rules and
regulations.
  COASTAL EROSION HAZARD AREAS. Areas of land as identified on the final
map  issued  by  the  New  York  state   department   of   environmental
conservation  in  accordance  with section 34-0104 of the new york state
environmental conservation law;
  COASTAL AREAS OF SPECIAL FLOOD HAZARD. Areas of land as identified  on
the  flood insurance rate maps referenced in New York city building code
section  BC  G402  pursuant  to  article  36  of  the  New  York   state
environmental conservation law.
  RIVERVINE  AND  OTHER  INLAND  AREAS OF SPECIAL FLOOD HAZARD. Areas of
land, including floodways, as identified on  the  flood  insurance  rate
maps  referenced  in  section BC G402 of the New York city building code
pursuant to article 36 of the New York state environmental  conservation
law.
  STRUCTURE. Any object constructed, installed or placed in, on or under
land  or  water,  including,  but  not limited to, a building, permanent
shed, deck, in-ground or aboveground swimming pool, garage, mobile home,
paving, road, public  utility  service  distribution,  transmission  and
collection  system,  storage  tank,  pier,  dock,  wharf,  groin, jetty,
seawall, revetment, bulkhead or breakwater.

Section 28-104.9.2

Section 28-104.9.2

  §  28-104.9.2  Statement  and submission by applicant. It shall be the
duty of an applicant for construction  document  approval  to  determine
whether  the  proposed  work  is  located  within  a  coastal  zone or a
water-sensitive inland zone subject to section 28-104.9.3 and/or section
28-109.4.  Applications for construction document approval shall include
a statement by the applicant indicating whether  the  proposed  work  is
located  within a coastal zone or water-sensitive inland zone subject to
such sections. The failure to disclose that proposed work  is  within  a
coastal  zone  or  water-sensitive  inland zone subject to such sections
shall be a violation of this code.

Section 28-104.9.3

Section 28-104.9.3

  §   28-104.9.3   Coordination   with   department   of   environmental
conservation and other agencies.  The  commissioner  shall  not  approve
construction   documents  for  construction  of  a  new  structure,  the
horizontal enlargement of a structure or to excavate or fill  any  land,
within  a  tidal  wetland,  a  tidal  wetland  adjacent area, freshwater
wetland, freshwater wetland adjacent area,  or  coastal  erosion  hazard
area,  without  documentation  satisfactory to the commissioner that the
New York state department of environmental conservation, and such  other
governmental  agencies  as  are  applicable,  have issued any applicable
permits or other approvals for such construction, excavation or fill.

Section 28-104.9.4

Section 28-104.9.4

  §  28-104.9.4  Compliance  with special flood hazard area requirements
mandated within special flood hazard  areas.  Within  coastal  areas  of
special flood hazard and areas of special flood hazard, the commissioner
shall  not approve construction documents for construction or alteration
of buildings or structures, including alterations  pursuant  to  section
28-101.4.3,  or  for  any other activity regulated by section BC G201 of
the New York city building code, unless the  application  complies  with
the requirements of Appendix G of the New York city building code.

Section 28-104.9.5

Section 28-104.9.5

  §  28-104.9.5  False  statement or omission. No person shall submit an
application for construction document approval for any structure  within
a  coastal zone or water-sensitive inland zone which falsely avers or by
omission causes the department to determine that the subject property is
not located within such zone or that the New York  state  department  of
environmental  conservation  and  other appropriate agencies have issued
the appropriate permits or approvals when they did not.

Section 28-104.9.6

Section 28-104.9.6

  §  28-104.9.6  Revocation of approval of construction documents. Where
the department determines that work is located within a coastal zone  or
water-sensitive  inland  zone  after  construction  documents  have been
approved for  such  work  and/or  that  the  documentation  required  by
sections  28-104.9.2  through  28-104.9.4  has  not  been submitted, the
department shall revoke such approval and any  associated  work  permits
that  may  have  been  issued  for  such work in accordance with section
28-104.2.10.