Article 408 - MASTER PLUMBER LICENSE

Section 28-408.1

Section 28-408.1

  §28-408.1  Master  plumber  license required. It shall be unlawful for
any person:
  1. To perform plumbing work unless such person is  a  licensed  master
plumber  or  working  under  the  direct and continuing supervision of a
licensed master plumber except that a city employee who holds  a  master
plumber  license  may  only  perform replacement, maintenance and repair
plumbing work on  existing  buildings  in  the  course  of  his  or  her
employment.
  2.  To  use  the  title licensed master plumber, master plumber or any
other title in such manner as to convey the impression that such  person
is  a  licensed master plumber unless such person is licensed as such in
accordance with the provisions of this article.

Section 28-408.2

Section 28-408.2

  §28-408.2  Seal.  All documents that are required to be filed with any
department or agency of the city of New York shall bear the stamp of the
seal as well as the signature  of  the  licensee.  The  licensed  master
plumber  performing the work and services shall personally sign and seal
all applications and other documents required to be  filed  pursuant  to
this code.

Section 28-408.3

Section 28-408.3

  §28-408.3  Additional  qualifications. Applicants for a master plumber
license shall have the following additional qualifications:

Section 28-408.3.1

Section 28-408.3.1

  §28-408.3.1  Experience.  All  applicants for a master plumber license
shall submit satisfactory proof establishing that the applicant:
  1. Has had at least seven years total experience within the  10  years
prior  to application in the design and installation of plumbing systems
under the direct and continuing supervision of a licensed master plumber
in the United States, with at least two years of such  experience  as  a
registered  journeyman  plumber  in  accordance  with  the provisions of
article 409, except that during the three  years  immediately  following
the  effective  date of this code there shall be no requirement for such
registered journeyman plumber experience;
  2. Has received a bachelor's  degree  in  engineering  or  appropriate
engineering  technology from an accredited college or university and has
had at least five years total experience within the seven years prior to
application in the design and installation of plumbing systems under the
direct and continuing supervision of a licensed master  plumber  in  the
United  States,  where at least two years of such experience were in New
York city;
  3. Is an architect or engineer with at least three years of experience
within  the  five  years  prior  to  application  in  the   design   and
installation  of  plumbing  systems  under  the  direct  and  continuing
supervision of a licensed master plumber in the United States, where  at
least one year of such experience was in New York city; or
  4.  Has  had at least seven years total experience within the 10 years
prior to application, with at least two years of such experience working
in the design and installation of plumbing systems under the direct  and
continuing  supervision  of  a  licensed  master  plumber  in the United
States. The balance of such  required  experience  may  be  obtained  by
performing maintenance, replacement and repair plumbing work on existing
buildings  while  in  the  employ  of a city agency under the direct and
continuing supervision of a licensed master plumber supervisor  employed
by  the  city  agency. Three years after the effective date of this code
the two years experience in the  design  and  installation  of  plumbing
systems set forth above may only be satisfied by working as a registered
journeyman plumber.
  5.  An  employee  of a government agency, private inspection agency or
other entity, acceptable to the  commissioner,  whose  duties  primarily
involve the inspection of plumbing work for compliance with the New York
city  plumbing  code  and/or  other  laws  relating to the installation,
alteration or repair of plumbing systems shall be  credited  with  fifty
percent  (50%)  of  the  number  of  years  that  he  or  she  has  been
satisfactorily employed in such duties within the ten (10)  year  period
prior  to application, which, however, in no event, shall exceed two and
one-half (2 1/2) years credit of satisfactory experience. The balance of
the required seven years must have  been  obtained  by  working  in  the
design  and  installation  of  plumbing  systems  under  the  direct and
continuing supervision of a licensed master plumber in the United States
except that the requirement of paragraph 1 of  this  section  28-408.3.1
that  an  applicant's  working  experience must have been within the ten
(10) year period prior to application shall not apply to such balance of
the work experience required pursuant to this paragraph.

Section 28-408.3.2

Section 28-408.3.2

  §28-408.3.2  Armed  services.  Applicants who were engaged in plumbing
work as above provided prior to  entering  the  armed  services  of  the
United  States shall be permitted to credit their time in the service as
experience in the plumbing business, as above provided; but such service
credit shall not exceed one-third of the time required for experience.

Section 28-408.4

Section 28-408.4

  §28-408.4  Certificate  of  competence and license, plate and/or seal.
The commissioner shall  issue  a  certificate  of  competence,  license,
plate, and/or seal, in accordance with the following:

Section 28-408.4.1

Section 28-408.4.1

  §28-408.4.1  Certificate  of  competence.  A certificate of competence
shall be issued by the commissioner to an applicant  who  satisfactorily
complies  with  the  experience  and  examination  requirements  of this
chapter for a license, upon payment of the fee. Such  certificate  shall
contain  the  full  name of the individual and a certificate number, the
date of issuance, and shall be signed by the commissioner.

Section 28-408.4.2

Section 28-408.4.2

  §28-408.4.2  Effect  of  issuance.  The  issuance  of a certificate of
competence shall constitute evidence that the person  named  therein  is
qualified  upon  payment  of  applicable fees to obtain a plate and seal
while the certificate is valid except that a city employee while in  the
employ of the city shall only be entitled to obtain a seal.

Section 28-408.4.3

Section 28-408.4.3

  §28-408.4.3  Plate  and/or  seal required. The holder of a certificate
shall not be entitled to perform work or hold himself or herself out  to
perform  work  as a licensed master plumber until such plate and/or seal
have been obtained. Further, no holder of a  certificate  of  competence
shall  enter  into  any  contractual  agreement  to install or alter any
plumbing, gas piping, or any piping system,  other  than  an  employment
agreement with a master plumber business or a city agency.

Section 28-408.4.4

Section 28-408.4.4

  §28-408.4.4 Effect of failure to obtain plate and/or seal. If a holder
of  a  certificate of competence has held the certificate for five years
without a plate and/or seal, then  the  commissioner  may  require  said
person  to submit an affidavit and supporting documentation satisfactory
to the department stating that over the five-year period the  individual
has  been  engaged in the design and installation of plumbing systems in
the United States under the  direct  and  continuing  supervision  of  a
licensed   master  plumber.  If  the  holder's  qualifications  are  not
satisfactory to the commissioner,  the  commissioner  may  require  such
person  to  submit  to  reexamination or to provide evidence of retained
proficiency. In addition, additional fees will be due as  set  forth  in
this chapter.

Section 28-408.4.5

Section 28-408.4.5

  §28-408.4.5 Requirement for obtaining plate and/or seal. A holder of a
certificate of competence shall obtain:
  1.  A  license,  plate  and  seal  upon establishing a master plumbing
business conforming to  the  requirements  of  this  article  and  rules
promulgated by the department; or
  2.  A  license  and  seal  upon  demonstrating  employment with a city
agency.  The license shall clearly state: "The  bearer  of  this  master
plumber  license  is a government employee and as such is not authorized
to engage in  plumbing  contract  work  outside  of  his/her  government
employment  and  within  such government employment shall only engage in
maintenance,  replacement  and  repair   plumbing   work   on   existing
buildings."  No  plate  shall  be  issued  to  a licensed master plumber
employed by a city agency.

Section 28-408.4.6

Section 28-408.4.6

  §28-408.4.6 Issuance. A certificate of competence or a license, plate,
and/or seal as a master plumber shall be issued only to an individual.

Section 28-408.4.7

Section 28-408.4.7

  §28-408.4.7  Duplication  prohibited. Not more than one license, plate
and/or seal shall be issued to an individual  and  no  individual  shall
make or cause to be made a duplicate of such license, plate or seal.

Section 28-408.5

Section 28-408.5

  §28-408.5  Surrender  of license, plate or seal. Upon the death or the
retirement  of  a  licensed  master  plumber,  or  upon  the  surrender,
revocation  or  suspension  of  his  or her license, his or her license,
plate and/or seal shall immediately be surrendered to the  commissioner.
Nothing  contained  herein  shall  be  construed  to  prevent  the legal
representative  of  a  deceased  licensee,  with  the  consent  of   the
commissioner,  from  retaining  such  plate  and seal for the purpose of
completing all unfinished work of the deceased licensee for which  plans
have  been approved and a permit issued, provided such work is performed
by or under the direct and continuing supervision of a  licensed  master
plumber  and  is completed within one year from the date of the death of
the original licensee.

Section 28-408.6

Section 28-408.6

  §28-408.6   Master   plumber  business.  No  individual,  corporation,
partnership or other  business  association  shall  conduct  a  plumbing
contracting  business  in  the  city  of  New  York,  or employ the name
"plumber" or "plumbing" in its business name unless such business  is  a
master plumber business as follows:
  1.  No less than 51 percent of the control and voting capital stock of
such entity is owned by one or more individuals who are licensed  master
plumbers, except as otherwise provided;
  2.  All  plumbing  or  gas  piping  work  performed  by such entity is
performed by or under the direct  and  continuing  supervision  of  such
licensed master plumber;
  3.  The person in charge of such work is such licensed master plumber;
and
  4. The persons actually performing such work are in the direct  employ
of such master plumber business as authorized by the code.
  Exception:  A  company,  corporation,  partnership  or  other business
association or its predecessor that was engaged in plumbing  work  prior
to  January  25,  1990  may continue to do so in any one or more of such
business forms without complying with the foregoing, if (i)  application
was  made  to  the department prior to July 25, 1990, and (ii) necessary
evidence was furnished on or  prior  to  January  25,  1991,  that  such
company,  corporation,  partnership or other business association or its
predecessor had employed an average of ten or more  journeymen  plumbers
doing  plumbing  work  for  at least five days a week for a period of 10
years or more out of the twenty years preceding July 25, 1990, provided,
that  such  plumbing  business  continues  to  have  all  plumbing  work
conducted  under the management and direct and continuing supervision of
a licensed master plumber in the direct employ of such plumbing business
and that such licensed master plumber is not  otherwise  interested  in,
associated  with or employed by any other plumbing business operating in
this city except as a joint  venture  in  which  such  master  plumber's
employer is one of the joint venturers.

Section 28-408.6.1

Section 28-408.6.1

  §28-408.6.1  Use.  Nothing  herein  contained  shall  be  construed to
prohibit the use of a master plumber license by the holder  thereof  for
or on behalf of a partnership, corporation or other business association
provided  that  such  partnership,  corporation  or  other business is a
master plumber business.

Section 28-408.6.2

Section 28-408.6.2

  §28-408.6.2   Identification.   All  business  vehicles,  advertising,
websites and  stationery  used  in  connection  with  a  master  plumber
business  shall  display  prominently the full name of the licensee, the
words  "N.Y.C.    licensed  plumber,"  the  licensee's  number  and  the
licensee's  business address. If the business is conducted under a trade
name, or by a partnership or corporation, the trade name, partnership or
corporate name shall be placed immediately above the full name or  names
of  the  licensed master plumber or licensed master plumbers to whom the
plates were issued.

Section 28-408.6.3

Section 28-408.6.3

  §28-408.6.3  Withdrawal  of  license.  If  a  licensed  master plumber
withdraws from a master plumbing business  operating  pursuant  to  such
individual's license, the right of the business to perform plumbing work
shall  lapse  if  the  provisions of this section 28-408.6 are no longer
satisfied.  If  a  licensed  master  plumber's  license  is  revoked  or
suspended, such licensee will be deemed withdrawn from such business.

Section 28-408.6.4

Section 28-408.6.4

  §28-408.6.4  Ownership  limitations.  An  individual who is a licensed
master plumber whose interest or ownership in a master plumber  business
constitutes  any  portion of the 51 percent interest or control required
by this section 28-408.6 shall be prohibited from possessing an interest
or ownership in more than one other master plumber business  at  his  or
her  established  place  of  business,  where such interest or ownership
would constitute any portion of  the  51  percent  interest  or  control
required  by  this  section  28-408.6. Both master plumber businesses in
which the individual who is a licensed master plumber  has  an  interest
shall be located at the same place of business. For the purposes of this
section  28-408.6, where two or more individuals who are licensed master
plumbers possess an interest or ownership in any master plumber business
which together represents more  than  51  percent  of  the  interest  or
control of such entity, all of such licensees shall be deemed to possess
a portion of the 51 percent interest or control required by this section
28-408.6.

Section 28-408.6.5

Section 28-408.6.5

  §28-408.6.5 Joint ventures. Nothing contained in this section 28-408.6
shall  be  construed  to prevent a master plumber business from entering
into a joint venture of limited duration for a particular  project  with
another master plumber business. The terms of a joint venture must be in
writing, and documentation of the joint venture must be submitted to the
department  for  approval  prior  to  the  initiation of work under such
venture.

Section 28-408.6.6

Section 28-408.6.6

  §28-408.6.6  Supervision.  The master plumber shall conduct his or her
business to provide direct and continuing supervision in accordance with
the provisions of this code.
   Exception: The provisions of this section 28-408.6.6 shall not  apply
to minor alterations or ordinary repairs, as defined in this code, or to
the  installation  or  alteration  of  gas  service piping and gas meter
piping, including meters, valves, regulators or related equipment,  when
such  work  is  to  be  performed,  serviced  and  maintained by utility
corporations subject to the jurisdiction of the New  York  state  public
service commission.