Chapter 5 - SMOKE-FREE AIR ACT

Section 17-501

Section 17-501

  §  17-501 Short title. This chapter shall be known and may be cited as
the "Smoke-Free Air Act."

Section 17-502

Section 17-502

  §  17-502  Definitions.  As  used in this chapter, the following terms
shall be defined as follows:
  a. "Auditorium" means the part of the building where an audience  sits
including any corridors, hallways or lobbies adjacent thereto.
  b. "Bar" means a business establishment or any portion of a non-profit
entity,  which  is  devoted  to  the  selling  and  serving of alcoholic
beverages for consumption by the public, guests, patrons, or members  on
the premises and in which the serving of food, if served at all, is only
incidental  to  the  sale  or  consumption  of  such  beverages. For the
purposes of this chapter, the term "bar": (i) shall include a restaurant
bar; (ii) shall include any area located in a hotel or motel,  which  is
devoted   to   the  selling  and  serving  of  alcoholic  beverages  for
consumption by the public, guests, patrons, or members on  the  premises
and  in  which the serving of food, if at all, is only incidental to the
sale or consumption of alcoholic beverages; and (iii)  shall  include  a
cabaret as defined in section 20-359 of the code which is required to be
licensed  by  the  department  of  consumer  affairs pursuant to section
20-360 of the code and in which the serving of food, if at all, is  only
incidental  to  the  sale or consumption of alcoholic beverages. For the
purposes of this subdivision, (i) service of food  shall  be  considered
incidental to the sale or consumption of alcoholic beverages if the food
service  generates  less  than forty percent of total annual gross sales
and (ii) any business establishment  or  any  portion  of  a  non-profit
entity  which  is  devoted  to  the  selling  and  serving  of alcoholic
beverages for consumption by the public, guests, patrons, or members  on
the  premises that generates forty percent or more of total annual gross
sales from the sale of food  for  on-premises  consumption  shall  be  a
restaurant.
  c.   "Business   establishment"   means   any   sole   proprietorship,
partnership, association, joint venture,  corporation  or  other  entity
formed  for  profit-making purposes, including professional corporations
and  other  entities  where   legal,   medical,   dental,   engineering,
architectural, financial, counseling, and other professional or consumer
services are provided.
  d.  "Child day care center" means (i) any public, private or parochial
child care center, school-age child care program,  day  nursery  school,
kindergarten,  play school, or other similar school or service, (ii) any
child care arrangement licensed by the city,  (iii)  any  facility  that
provides child care services as defined in section four hundred ten-p of
the  New  York  state  social  services  law and (iv) any child day care
center as defined in section three hundred ninety of the New York  state
social  services  law.  Such  definition  applies whether or not care is
given for compensation and whether or not the child day care  center  is
located in a private residence.
  e. "Children's institution" means (i) any public, private or parochial
congregate  institution,  group  residence,  group  home  or other place
where, for compensation or  otherwise,  seven  or  more  children  under
twenty-one  years  of age are received for day and night care apart from
their parents  or  guardians,  (ii)  youth  centers  or  facilities  for
detention  as  defined  in sections five hundred twenty-seven-A and five
hundred two of the New York state executive law, (iii) group  homes  for
children as defined in section three hundred seventy-one of the New York
state  social  services  law,  (iv)  public institutions for children as
defined in section three hundred  seventy-one  of  the  New  York  state
social  services  law  and  (v)  residential  treatment  facilities  for
children and youth as defined in section 1.03  of  the  New  York  state
mental hygiene law.

  f.  "Commissioner"  means  the  commissioner  of  the  New  York  City
department of health and mental hygiene.
  g.  "Department"  means  the  New  York  City department of health and
mental hygiene.
  h. "Employee" means any person who is  employed  by  any  employer  in
return  for  the payment of direct or indirect monetary wages or profit,
or any person who volunteers his or her services to such employer for no
monetary compensation.
  i. "Employer" means any person, partnership, association,  corporation
or  non-profit  entity  which  employs  one  or  more persons, including
agencies of the city of New York, as defined in  section  1-112  of  the
code, and the council of the city of New York.
  * k.  "Limousine"  means a for-hire vehicle required to be licensed by
the taxi and limousine commission, designed to  carry  fewer  than  nine
passengers,  excluding  the  driver,  which is dispatched from a garage,
maintains a minimum of $500,000/$1,000,000 liability insurance  coverage
and  in  which  passengers  are  charged fees calculated on the basis of
garage to garage service.
* NB There are 2 sub k's
  * k. "Motion picture theater" means any public hall or room  in  which
motion  pictures  are  displayed,  including  any corridors, hallways or
lobbies adjacent thereto. For  purposes  of  this  subdivision,  "motion
picture"  means  a  display  on a screen or other device, of pictures or
objects in motion or rapidly  changing  scenery,  whether  or  not  such
display shall be accompanied by a lecture, recitation or music.
* NB There are 2 sub k's
  l.   "Non-profit   entity"   means   any  corporation,  unincorporated
association or other association or other entity created for charitable,
philanthropic, educational, political, social or other similar purposes,
the net proceeds from the operations  of  which  are  committed  to  the
promotion  of  the  objects  or  purposes of the organization and not to
secure private financial gain. A public  agency  is  not  a  "non-profit
entity" within the meaning of this subdivision.
  m.  "Place  of  employment"  means  any indoor area or portion thereof
under the control of  an  employer  which  employees  normally  frequent
during the course of employment and which is not generally accessible to
the  public, including, but not limited to, private offices, work areas,
employee lounges and restrooms, conference  and  class  rooms,  employee
cafeterias,  employee gymnasiums, auditoriums, libraries, storage rooms,
file rooms, mailrooms,  employee  medical  facilities,  rooms  or  areas
containing  photocopying  or  other  office  equipment used in common by
employees, elevators, stairways and hallways. A private residence is not
a "place of employment" within the meaning of this  subdivision,  except
that  areas  in  a  private  residence  where a child day care center or
health care facility is operated during the  times  when  employees  are
working  in such child day care center or health care facility areas and
areas in a private residence which constitute common areas of a multiple
dwelling  containing  ten  or  more  dwelling  units,  are  "places   of
employment" within the meaning of this subdivision.
  n.  "Playground"  means  an  outdoor  area  open  to  the public where
children play, which contains play equipment such as  a  sliding  board,
swing, jungle gym, sandbox, or see-saw, or which is designated as a play
area.
  p.  "Public  place"  means  any  area  to which individuals other than
employees are invited or  permitted,  including,  but  not  limited  to,
banks,  educational  facilities,  health care facilities, child day care
centers,  children's  institutions,  shopping  malls,  property   owned,
occupied  or  operated  by  the  city  of New York or an agency thereof,

public transportation facilities, reception areas, restaurants, catering
halls, retail stores, theaters, sports arenas and recreational areas and
waiting rooms. A private residence is not a "public  place"  within  the
meaning  of  this  subdivision, except that areas in a private residence
where a child day care center or health care facility is operated during
the times of operation and areas in a private residence which constitute
common areas of a multiple dwelling  containing  ten  or  more  dwelling
units, are "public places" within the meaning of this subdivision.
  q.  "Residential  health care facility" means (i) a facility providing
therein nursing or other care to  sick,  invalid,  infirm,  disabled  or
convalescent  persons  in addition to lodging and board service, (ii) an
inpatient psychiatric facility which provides  individuals  with  active
treatment  under  the  direction of a physician, and (iii) a residential
facility providing health related service.
  r.  "Restaurant"  means  any  coffee  shop,  cafeteria,  luncheonette,
sandwich  stand,  diner, short order cafe, fast food establishment, soda
fountain, and any other eating or beverage establishment (other  than  a
bar), including a restaurant located in a hotel or motel, or part of any
organization,  club, boardinghouse or guest house, which gives or offers
for sale food or beverages to the public, guests, members,  or  patrons,
whether  food  or  beverages  are  customarily  consumed  on  or off the
premises, but not an establishment whose sole purpose is to  serve  food
or  beverages  to  employees  of  a  common employer or to students of a
common educational institution.
  s. "Restaurant bar" means a contiguous area (i) in a restaurant,  (ii)
containing a counter and (iii) which is primarily devoted to the selling
and  serving  of  alcoholic  beverages for consumption by patrons on the
premises and in which the serving of food, if served  at  all,  is  only
incidental  to  the  sale  or consumption of alcoholic beverages in such
restaurant bar.
  t. "Retail store" means any place  which  in  the  regular  course  of
business sells or rents goods directly to the public.
  u.  "Retail  tobacco  store" means a retail store devoted primarily to
the  sale  of  any  tobacco  product,  including  but  not  limited   to
cigarettes,  cigars,  pipe  tobacco and chewing tobacco, and accessories
and in which the sale of other products is merely incidental.  The  sale
of  such  other  products  shall  be considered incidental if such sales
generate less than fifty percent of the total annual gross sales.
  w. "Separate smoking  room"  means  an  enclosed  room  the  exclusive
purpose  of  which  is for smoking. No business transactions, including,
but not limited to, the sale,  including  by  vending  machines,  and/or
service  of  food, beverages, or any other product, and/or collection of
any payments, shall be conducted in such room.
  Such room shall (i) be completely  enclosed  on  all  sides  by  solid
floor-to-ceiling  walls;  (ii)  comply  with  all  applicable  fire  and
building code requirements, and have a sprinkler system for fire  safety
(which  may  be  part of a sprinkler system of the premises in which the
room is located); and (iii) have a separate ventilation  system  whereby
the  air  from such enclosed room is immediately exhausted to an outdoor
area (exclusive of any seating area) by an exhaust fan rather than being
recirculated  inside,  and  which  is  compliant  with  the   additional
specifications set forth in this subdivision; (iv) be clearly designated
as  a  separate  smoking room wherein no services are offered. Such room
may contain furniture. Such room shall not contain  the  sole  means  of
ingress  and egress to restrooms or any other smoke-free area, and shall
not constitute the sole indoor waiting area of the premises.  Any  doors
in  such  room  shall be self-closing, and shall remain closed except to
the extent necessary to permit ingress and egress  to  such  room.  Such

room  shall  not  exceed  twenty-five  percent  of  the aggregate square
footage of the premises, including non-smoking lounges and shall not  in
any  event  exceed  three  hundred fifty square feet. In calculating the
square footage of the premises pursuant to this subdivision, all spaces,
whether  or  not  occupied by furniture or any counter, including public
dining areas, beverage service areas, the  separate  smoking  room,  and
lounges   shall  be  included;  provided  however,  that  service  areas
(including areas behind any  counter)  and  other  areas  to  which  the
general  public  does  not generally have access (such as storage rooms,
kitchens,  offices  and  cloakrooms),  restrooms,  telephone  areas  and
waiting  areas  (other  than waiting areas located in any lounges) shall
not be included. No employee shall be permitted to enter such  room  for
the  purposes  of conducting any business transaction, including but not
limited to the sale or service of food, beverages, or any other product,
provided, however, that an employee shall be allowed into such  room  to
provide  busing  or other cleaning services when no smoking has occurred
for fifteen minutes prior to the  employee  entering  the  room  and  no
customers  are  present.  Such  room  shall have a ventilation system in
which the ventilation rate is at least sixty cubic feet per  minute  per
occupant  based  on  a  maximum  occupancy  of seven individuals per one
hundred feet of floor space, and the negative air pressure is at a  rate
such that when measured by a device approved by the department of health
and  mental  hygiene,  the  pressure  differential  is  at  least  three
hundredths of an inch of water column relative to the  air  pressure  in
the  adjacent  room  in which smoking is not permitted. Such ventilation
system shall discharge air from  the  separate  smoking  room  at  least
twenty-five  feet  away  from operable windows, doors, air conditioning,
and any other heating, ventilation and air conditioning intakes.
  x. "Service line" or "waiting area"  means  a  queue,  line  or  other
formation  of  persons, whether seated or standing, in which one or more
persons are waiting for service of any kind, whether or not such service
involves an exchange of consideration.
  y. "Smoking" means inhaling, exhaling, burning or carrying any lighted
cigar, cigarette, pipe, or any form of lighted object  or  device  which
contains tobacco.
  z.  "Sports  arena  and  recreational area" means any sports pavilion,
stadium, racetrack, boxing arena, roller and ice skating rink,  billiard
parlor,  bowling  establishment and other similar place where members of
the general public assemble  either  to  engage  in  physical  exercise,
participate  in  athletic  or  recreational  competition  or activity or
witness  sports,   cultural,   recreational   or   similar   activities.
Playgrounds,  gymnasiums,  health  clubs,  enclosed  areas  containing a
swimming pool and areas where bingo is played are not "sports arenas and
recreational areas" within the meaning of this subdivision.
  aa. "Tobacco  business"  means  a  sole  proprietorship,  corporation,
partnership  or  other  enterprise  in which the primary activity is the
sale or manufacture of tobacco,  tobacco  products  and  accessories  at
wholesale,  and  in  which  the sale or manufacture of other products is
merely incidental, and in which smoking on the premises is essential  to
the  entity  for  the  testing or product development of such tobacco or
tobacco products.
  bb. "Zoo" means any indoor area open to the public for the purpose  of
viewing  animals.  An  aquarium  is  a  "zoo" within the meaning of this
subdivision.
  cc. "Day treatment program" means a facility which is (i) licensed  by
the state department of health or the office of alcoholism and substance
abuse  services,  the  office  of mental health, or the office of mental
retardation and developmental disabilities within the  state  department

of  mental  hygiene to provide treatment to aid in the rehabilitation or
recovery of its patients based on  a  structured  environment  requiring
patient  participation  for  no  less than three hours each day; or (ii)
which  is  authorized  by  the state commissioner of health to conduct a
program pursuant to section 80.135 of title ten of the New York code  of
rules and regulations.
  dd.  "Health  related  service"  means  service  in  a  facility which
provides or offers lodging, board and physical care including,  but  not
limited to, the recording of health information, dietary supervision and
supervised hygienic services incident to such service.
  ee.  "Member" means, for purposes of subdivision ff of this section, a
person who (i) satisfies the requirements for membership in a membership
association, and (ii) affirmatively  accepts  an  invitation  from  such
membership association to become a member.
  ff.  "Membership  association" means a not-for-profit entity which has
been created or organized for a charitable, philanthropic,  educational,
political,  social or other similar purpose and which is registered with
the department of health and mental hygiene in accordance with the rules
of  the  department.  In  determining  whether  such  an  entity  is   a
"membership  association,"  the  department of health and mental hygiene
shall consider, but need not be limited to, the following factors:
  (i) whether it has by-laws  or  a  similar  governing  instrument  and
whether  such by-laws or similar governing instrument expressly provides
for members;
  (ii) whether it has established permanent and identifiable  membership
selection  criteria, the purpose of which is to screen potential members
on a  basis  related  to  its  charitable,  philanthropic,  educational,
political, social or other similar purpose;
  (iii)  whether it conducts elections to select its governing structure
and/or body;
  (iv) whether the premises within which it is located are controlled by
its membership;
  (v) whether it is operated solely for the benefit and pleasure of  its
membership;
  (vi) whether it expressly acknowledges the acceptance of members, such
as  by  sending  a  membership card or by the inclusion of a member on a
membership roster.
  Such registration shall remain in effect for two years  and  shall  be
renewable  based  upon the factors described in this subdivision and the
rules of the department.
  gg. "Owner operated bar" means a bar in which all duties with  respect
to  preparing food and drink, cleaning, dishwashing and racking glasses,
serving,  maintaining  inventory,  stocking  shelves  and  providing  of
security  for  such a bar are performed at all times only by individuals
who are principal owners of such bar as  defined  in  this  section  and
which  is registered with the department of health and mental hygiene in
accordance with the rules of the  department;  provided,  however,  that
individuals  other  than  the  principal  owners  may  perform  cleaning
functions at times when the bar is  not  open  to  the  public,  guests,
members or patrons.
  hh. "Principal owner" shall mean an individual who holds a twenty-five
percent  or  greater  ownership  interest in a bar and is a state liquor
authority  licensee  for  such  bar,  or  an  individual  who  holds   a
twenty-five  percent  or  greater  ownership  interest in a partnership,
joint venture, corporation or limited liability  corporation,  which  is
the sole owner of a bar and the state liquor authority licensee for such
bar;  provided,  however,  that an owner operated bar shall have no more
than three principal owners.

  ii. "Tobacco product" means  any  substance  which  contains  tobacco,
including,  but  not  limited  to,  cigarettes, cigars, pipe tobacco and
chewing tobacco.
  jj.  "Tobacco bar" is a bar that, in the calendar year ending December
31, 2001, generated ten percent or more of its total annual gross income
from the on-site sale of tobacco products  and  the  rental  of  on-site
humidors,  not  including  any  sales  from  vending  machines,  and  is
registered  with  the  department  of  health  and  mental  hygiene   in
accordance with the rules of such agency. Such registration shall remain
in  effect  for  one  year  and  shall  be renewable only if: (i) in the
preceding calendar year, the previously registered tobacco bar generated
ten percent or more of its total annual gross income  from  the  on-site
sale  of  tobacco  products and the rental of on-site humidors; and (ii)
the tobacco bar has not expanded its size or changed its  location  from
its size or location as of December 31, 2001.
  kk.  "Negative  air  pressure"  shall  mean  the  air exhausted to the
outdoors from a room is at a greater  volume  than  the  volume  of  air
supplied into the room.
  ll.  "Ventilation  rate"  shall mean the rate at which air is supplied
into a room.
  mm. "Hospital", for the purposes of paragraph 6 of  subdivision  c  of
section  17-503,  shall  mean  a  general hospital as defined in section
twenty-eight hundred one of the public health law, diagnostic center and
treatment center as defined in section 751.1 of part seven hundred fifty
one of title ten of the  New  York  codes,  rules  and  regulations  and
residential  health  care  facilities as defined in section twenty-eight
hundred one of the public health law.
  nn. "Hospital grounds" means the outdoor grounds  contained  within  a
hospital's legally defined property boundaries.
  oo.  "Park  or other property under the jurisdiction of the department
of parks and recreation" means public parks, beaches,  waters  and  land
under water, pools, boardwalks, marinas, playgrounds, recreation centers
and  all  other  property,  equipment,  buildings  and facilities now or
hereafter under the jurisdiction, charge or control of the department of
parks and recreation.
  pp. "Pedestrian plaza" means an area designated by the  department  of
transportation  for  use as a plaza located within the bed of a roadway,
which may contain benches, tables or  other  facilities  for  pedestrian
use.

Section 17-503

Section 17-503

  § 17-503 Prohibition of smoking.
  a.  Smoking  is  prohibited in all enclosed areas within public places
except as otherwise restricted in accordance with the provisions  below.
Such public places include, but are not limited to, the following:
  1.  Public  transportation  facilities, including, but not limited to,
ticketing, boarding and waiting areas of public transit depots.
  2. Public means of mass transportation, including, but not limited to,
subway cars and all underground areas of a subway station, buses,  vans,
taxicabs  and  all  for-hire  vehicles,  including  but  not  limited to
limousines, required to be licensed or franchised by  the  city  of  New
York.
  3. Public restrooms.
  4. Retail stores (other than retail tobacco stores).
  5. Restaurants.
  6.   Business   establishments  (other  than  retail  tobacco  stores)
including, but not limited to, banks and other  financial  institutions,
catering  halls,  offices  where  trade or vocational activity occurs or
professional or consumer services are rendered and non-profit  entities,
including  religious institutions; provided however, that this paragraph
shall not apply to membership associations.
  7. Libraries, museums and galleries.
  8. Motion picture theaters, concert halls, buildings or areas or rooms
in buildings primarily used for or designed for the primary  purpose  of
exhibiting movies or presenting performances, including, but not limited
to,   stage,   musical   recital,   dance,   lecture  or  other  similar
performances,  except  that  smoking  may  be  part  of   a   theatrical
production.
  9. Auditoriums.
  10. Convention halls.
  11. Sports arenas and recreational areas.
  12.  Gymnasiums, health clubs and enclosed areas containing a swimming
pool.
  13. Places of meeting or public assembly during such time as a meeting
open to the  public  is  being  conducted  for  educational,  religious,
recreational,   or   political  purposes,  but  not  including  meetings
conducted in private residences, unless such meetings are  conducted  in
an  area  in a private residence where a child day care center or health
care facility is operated during the times of operation or  in  an  area
which constitutes a common area of a multiple dwelling containing ten or
more dwelling units.
  14.  Health  care facilities including, but not limited to, hospitals,
clinics, psychiatric facilities,  residential  health  care  facilities,
physical therapy facilities, convalescent homes, and homes for the aged;
provided  however,  that  this  paragraph  shall not prohibit smoking by
patients  in  separate  enclosed  rooms  of  residential   health   care
facilities  or  facilities  where  day  treatment programs are provided,
which are designated as smoking rooms for patients of such facilities or
programs, provided, however, that prior  written  approval  is  received
from the fire commissioner pursuant to section 27-4276 of the code.
  15.  All  schools  other than public and private pre-primary, primary,
and secondary schools providing instruction for students at or below the
twelfth-grade level, including, but not limited to, community  colleges,
technical  training  establishments,  specialty  schools,  colleges  and
universities.
  16. Children's institutions.
  17. Zoos.
  18. Elevators.
  19. Public areas where bingo is played.

  20. Bars; provided however, that smoking shall be permitted in:
  (a) tobacco bars; (b) owner operated bars; and
  21.  Tobacco  businesses,  except  that  smoking shall be permitted in
areas within a tobacco business designated  by  such  business  for  the
purpose  of  testing  or  development  of  tobacco  or tobacco products;
provided, however, that such areas must all be located on no  more  than
two floors of the building where such business is located.
  22. Membership associations; provided however, that smoking shall only
be  allowed  in  membership associations in which all of the duties with
respect to the operation of such association, including, but not limited
to, the preparation of food and  beverages,  the  service  of  food  and
beverages,  reception and secretarial work, and the security services of
the membership association are performed by members of  such  membership
association  who  do  not  receive  compensation  of  any  kind from the
membership association or any other entity for the performance  of  such
duties.
  b. Smoking is prohibited on any service line, waiting area, or portion
thereof, whether located indoor or outdoor during the times in which the
public  is  invited  or  permitted,  notwithstanding  the  fact that the
service line, waiting area, or portion thereof, is in an area  otherwise
designated  for  smoking  pursuant  to  subdivision  a  of this section;
provided, however, that this  subdivision  shall  not  be  construed  to
prohibit  smoking  in  any  area  where smoking is permitted pursuant to
section 17-505.
  c. Smoking is prohibited in the  following  outdoor  areas  of  public
places, except as otherwise restricted in accordance with the provisions
below:
  1.  Outdoor  dining areas of restaurants with no roof or other ceiling
enclosure; provided,  however,  that  smoking  may  be  permitted  in  a
contiguous outdoor area designated for smoking so long as such area: (i)
constitutes  no  more  than  twenty-five  percent of the outdoor seating
capacity of such restaurant; (ii) is at least three feet away  from  the
outdoor area of such restaurant not designated for smoking; and (iii) is
clearly designated with written signage as a smoking area.
  2.  Outdoor  seating  or  viewing  areas  of  open-air  motion picture
presentations or open-air concert,  stage,  dance,  lecture  or  recital
presentations or performances or other similar open-air presentations or
performances,  when  seating or standing room is assigned by issuance of
tickets.
  3. Outdoor seating or viewing areas of sports arenas and  recreational
areas, when seating or standing room is assigned by issuance of tickets.
  4. Outdoor areas of all children's institutions.
  5. Playgrounds.
  6.  Hospital  grounds, within fifteen feet of any hospital entrance or
exit and within fifteen feet  of  the  entrance  to  or  exit  from  any
hospital grounds.
  7. Pedestrian plazas.
  d.  Smoking  is  prohibited  in  all  indoor  and outdoor areas of the
following public places at all times:
  1. All public and private pre-primary, primary, and secondary  schools
providing  instruction for students at or below the twelfth-grade level,
and any vehicles owned, operated or leased by  such  schools  which  are
used to transport such students or the personnel of such schools.
  2. All child day care centers; provided, however, that with respect to
child  day  care  centers operated in private residences, this paragraph
shall apply only to those areas of such  private  residences  where  the
child  day  care  centers  are operated during the times of operation or
during the time employees are working in such child day care centers.

  3. Any park or other property under the jurisdiction of the department
of parks and recreation; provided, however, that  this  paragraph  shall
not apply to: (a) the sidewalks immediately adjoining parks, squares and
public  places;  (b) any pedestrian route through any park strip, median
or mall that is adjacent to vehicular traffic; (c) parking lots; and (d)
theatrical productions.

Section 17-504

Section 17-504

  §  17-504 Regulation of smoking in places of employment. a. Smoking is
prohibited in those indoor areas of places of employment  to  which  the
general  public  does  not generally have access. This section shall not
prohibit smoking in any area where smoking is not regulated pursuant  to
section 17-505.
  c. Smoking is prohibited in company vehicles occupied by more than one
person.  Smoking  is prohibited in all vehicles owned by the city of New
York.
  d. No employer shall take any  retaliatory  adverse  personnel  action
against  any  employee  or applicant for employment on the basis of such
person's exercise, or attempt to exercise, his or her rights under  this
chapter  with respect to the place of employment. Such adverse personnel
action includes, but is not limited to, dismissal, demotion, suspension,
disciplinary  action,  negative  performance  evaluation,   any   action
resulting  in  loss  of staff, compensation or other benefit, failure to
hire, failure to appoint, failure to promote, or transfer or  assignment
or  failure  to  transfer  or  assign against the wishes of the affected
employee. The employer shall establish a procedure to  provide  for  the
adequate  redress  of any such adverse personnel action taken against an
employee in retaliation for that employee's attempt to exercise  his  or
her rights under this chapter with respect to the place of employment.
  e.  By  November  1, 1995, every employer subject to the provisions of
this chapter shall adopt, implement, make known, maintain and update  to
reflect  any  changes,  a  written smoking policy which shall contain at
minimum, the following requirements:
  1. The prohibition of smoking except in accordance with the provisions
of this chapter and  any  rules  promulgated  pursuant  thereto,  and  a
description of the smoking restrictions adopted or implemented.
  2.  As  set forth in subdivision d of this section, the (A) protection
from retaliatory adverse personnel action with respect to all  employees
or  applicants  for employment who exercise, or attempt to exercise, any
rights granted under such subdivision; and (B) the  establishment  of  a
procedure  to  provide  for  the  adequate  redress  of any such adverse
personnel action taken against  an  employee  in  retaliation  for  that
employee's attempt to exercise his or her rights under this chapter with
respect to the place of employment.
  f.  Employers  shall  prominently  post  the  smoking  policy  in  the
workplace, and shall,  within  three  weeks  of  its  adoption  and  any
modification,  disseminate  the  policy  to  all  employees,  and to new
employees when hired.
  g. Employers shall supply a written copy of the  smoking  policy  upon
request to any employee or prospective employee.
  h.  A  copy of the smoking policy shall be provided to the department,
the department of buildings, the department  of  consumer  affairs,  the
department  of  environmental  protection,  the  fire department and the
department of sanitation upon request.
  i. This section shall not be construed to permit smoking in  any  area
in which smoking is prohibited or restricted pursuant to section 17-503.
Where  a  place  of  employment  is also a public place where smoking is
prohibited or restricted pursuant to section 17-503, and is  not  exempt
from regulation under section 17-505, smoking shall be prohibited.
  j.  Nothing in this section shall be construed to impair, diminish, or
otherwise  affect  any  collectively  bargained  procedure   or   remedy
available  to an employee, existing as of February 1, 1995, with respect
to disputes arising under the employer's smoking policy or with  respect
to the establishment of a procedure for redress of any adverse personnel
action  taken  against  an  employee  in retaliation for that employee's
attempt to exercise his or her rights under this chapter with respect to

the place of  employment.  Upon  expiration  of  any  such  collectively
bargained procedure or remedy, the provisions of this section shall take
effect.

Section 17-505

Section 17-505

  § 17-505 Areas where smoking is not regulated by this chapter.
  The  following  areas shall not be subject to the smoking restrictions
of this chapter; provided however, that nothing in this section shall be
construed to permit smoking where smoking  is  otherwise  prohibited  or
restricted by any other law or rule:
  b.  Private residences, except any area of a private residence where a
child day care center or health care facility is operated (i) during the
times of operation or (ii) during the times when employees  are  working
in  such  child day care center or health care facility areas; provided,
however, that a common area of a multiple  dwelling  containing  ten  or
more dwelling units shall be subject to smoking restrictions.
  c.  Hotel  and motel rooms occupied by, or available for, occupancy by
guests.
  f. Private automobiles.
  g. Retail tobacco stores.
  h. Enclosed rooms in restaurants,  bars,  catering  halls,  convention
halls,  hotel  and  motel  conference  rooms,  and  other  such  similar
facilities during the time these enclosed areas or rooms are being  used
exclusively  for  functions  where the public is invited for the primary
purpose of promoting and sampling tobacco products, and the  service  of
food and drink is incidental to such purpose, provided that the operator
of  such function shall have provided notice to the department of health
and mental hygiene in a form satisfactory to such  department  at  least
two  weeks before such a function begins, and such notice has identified
the dates on which such function  shall  occur.  No  such  facility  may
permit  smoking  under  this  subdivision for more than five days in any
calendar year.

Section 17-506

Section 17-506

  § 17-506 Posting of signs; prohibition of ashtrays.
  a.  Except  as  may  otherwise be provided by rules promulgated by the
commissioner, "Smoking" or "No  Smoking"  signs,  or  the  international
symbols  indicating  the  same,  and any other signs necessary to comply
with  the  provisions  of  this  chapter  shall   be   prominently   and
conspicuously  posted  where  smoking is either prohibited, permitted or
otherwise regulated by this chapter, by the owner, operator, manager  or
other  person  having control of such area. The size, style and location
of such signs shall be determined in accordance with  rules  promulgated
by  the  commissioner,  but in promulgating such rules, the commissioner
shall take into consideration the  concerns  of  the  various  types  of
establishments  regulated herein with respect to the style and design of
such signs.
  b. In addition to the posting of signs as provided in  subdivision  a,
every  owner,  manager  or  operator  of a theatre which exhibits motion
pictures to the public shall show upon the  screen  for  at  least  five
seconds prior to the showing of each feature motion picture, information
indicating that smoking is prohibited within the premises.
  c.  The owner, operator or manager of a hotel or motel that chooses to
develop and implement a smoking policy for rooms rented to guests  shall
post  a  notice  at  the  reception  area of the establishment as to the
availability, upon request, of smoke-free rooms.
  d. Ashtrays are prohibited in all smoke-free  areas  covered  by  this
chapter  except  (i)  ashtrays  offered for sale or (ii) ashtrays placed
immediately adjacent  to  hotel  and  motel  elevators  and  immediately
adjacent  to  public  entrances to hotels and motels, provided that such
ashtrays are positioned so that second-hand smoke  emanating  from  such
ashtrays  will  not  ordinarily  activate  smoke  detectors and provided
further that "No Smoking" signs as set forth in subdivision  a  of  this
section and in any rules promulgated by the commissioner shall be posted
immediately adjacent to such ashtrays.

Section 17-507

Section 17-507

  § 17-507 Enforcement.
  a.  The  department  shall  enforce the provisions of this chapter. In
addition,  designated  enforcement  employees  of  the   department   of
buildings,  the  department  of  consumer  affairs,  the  department  of
environmental protection, the fire  department  and  the  department  of
sanitation  shall  have  the  power  to  enforce  the provisions of this
chapter.
  b. Any person who desires to register a complaint under  this  chapter
may do so with the department.
  c. With respect to a public place or place of employment, the operator
or  employer  shall  inform,  or  shall  designate an agent who shall be
responsible for informing, individuals smoking in restricted areas  that
they  are  in  violation  of this local law; provided, however, that the
obligations under this subdivision with respect  to  an  operator  of  a
multiple dwelling containing ten or more dwelling units shall be limited
to  (i)  those  multiple  dwellings  where  an agent is on duty and (ii)
designating such agent  to  be  responsible  for  informing  individuals
smoking  in  restricted common indoor areas where such agent is on duty,
during the times such agent is on duty, that  such  individuals  are  in
violation of this local law.
  d.  Where an owner or building manager of a public place where smoking
is prohibited or restricted  pursuant  to  section  17-503  is  not  the
operator  of  such  public place but has an agent on duty in such place,
the owner or building manager  shall  designate  such  agent  to  inform
individuals  smoking  in  restricted  common indoor areas (i) where such
agent is on duty and (ii) during the times when such agent is  on  duty,
that such individuals are in violation of this local law.
  e.  Where  an owner or building manager of a building in which a place
of employment is located  where  smoking  is  prohibited  or  restricted
pursuant to section 17-504 is not the operator or employer of such place
of  employment  but  has  an  agent  on duty in such place, the owner or
building manager  shall  designate  such  agent  to  inform  individuals
smoking  in  restricted  common  indoor areas (i) where such agent is on
duty and (ii) during the times when such agent is  on  duty,  that  such
individuals  are  in violation of this local law. Such owner or building
manager shall also mail a notice to  tenants  operating  such  place  of
employment,  informing  such  tenants  of  their  obligations under this
chapter with respect to such restricted common indoor areas. A  copy  of
the mailed notice shall be provided to the department upon request.
  f.  The department shall seek to obtain voluntary compliance with this
chapter by means of publicity and education programs, and  the  issuance
of warnings, where appropriate.
  g.  The  department  of  parks  and recreation shall have the power to
enforce section 17-503 as it relates to property under its jurisdiction.

Section 17-508

Section 17-508

  § 17-508 Violations and penalties.
  a.  It shall be unlawful for any person who owns, manages, operates or
otherwise controls the use of premises in which smoking is prohibited or
restricted pursuant to this chapter, or the designated agent thereof, to
(i) provide a room designated for smoking including, but not limited to,
a separate smoking room or an enclosed room, which fails to comply  with
the  provisions of this chapter; provided, however, that the obligations
of an owner or building manager of  a  building  (where  such  owner  or
building manager of a building in which a public place is located is not
the  operator  or  employer of such public place) with respect to such a
room shall be limited to work authorized by  any  permits  necessary  to
perform  construction  obtained  by  the owner or his or her agent; (ii)
fail to post the signs required by section 17-506; (iii) fail to  remove
ashtrays as required by subdivision d of section 17-506; or (iv) fail to
make  a  good  faith  effort  to  comply with subdivisions c, d and e of
section 17-507. In actions brought for violations of  this  subdivision,
the  following  shall  be  affirmative  defenses:  (i)  that  during the
relevant time period actual control of the premises was not exercised by
the respondent or a person under the  control  of  the  respondent,  but
rather  by  a  lessee, sublessee or any other person; provided, however,
that after receiving the notice of violation, the respondent submits  to
the  department  within  five  business days, by certified mail, a sworn
affidavit and other such proof as may be necessary, indicating  that  he
or she has not exercised actual control during the relevant time period;
(ii)  that  a  person  smoking  in  any area where smoking is prohibited
pursuant to section 17-503 was informed by a person who  owns,  manages,
operates  or  otherwise  controls  the  use  of  such  premises,  or the
designated agent thereof, that such person smoking is  in  violation  of
this  local  law  and  that  such  person who owns, manages, operates or
otherwise controls the use  of  such  premises  has  complied  with  all
applicable  provisions  of this chapter during the relevant time period;
provided,  however,  that  after  receiving  notice  of  violation,  the
respondent  submits  to  the  department  within  five business days, by
certified mail, a sworn  affidavit  and  other  such  proof  as  may  be
necessary, indicating that respondent informed the person smoking in any
area  where  smoking  is prohibited pursuant to section 17-503 that such
person was in violation of  this  local  law  and  that  respondent  has
complied  with  all  applicable  provisions  of  this chapter during the
relevant time period; or (iii) that a person smoking in  any  restricted
common  indoor  area  where  smoking  is  prohibited pursuant to section
17-503 was not informed by the owner or building manager of the premises
(where such owner or building manager of a building in  which  a  public
place  or  a  place  of  employment  is  located  is not the operator or
employer of such public place or place of employment) or by the operator
of a multiple dwelling containing ten or more dwelling units  that  such
person  smoking  is  in  violation of this local law because such owner,
building manager or operator did not have a  designated  agent  on  duty
when  such  person  was  smoking and that such owner or building manager
has, where applicable, complied with the mailing of  a  notice  required
pursuant  to  subdivision  e  of section 17-507; provided, however, that
after receiving notice of  violation,  the  respondent  submits  to  the
department  within  five  business  days,  by  certified  mail,  a sworn
affidavit and other such proof as may be necessary,  indicating  that  a
person  smoking  in  any  restricted common indoor area where smoking is
prohibited pursuant to section 17-503 was not informed by the respondent
that such person smoking is in violation of this local law  because  the
respondent  did not have a designated agent on duty when such person was

smoking and that the respondent has, where applicable, mailed the notice
required pursuant to subdivision e of section 17-507.
  b.  It  shall be unlawful for an employer whose place of employment is
subject to regulation under section 17-504 to fail to  comply  with  the
provisions  of  that  section,  including,  but  not  limited  to, those
provisions requiring the  adoption,  implementation,  dissemination  and
maintenance   of   a  written  smoking  policy  which  conforms  to  the
requirements of subdivision e of section 17-504, or to fail  to  make  a
good  faith  effort  to  comply with subdivision c of section 17-507. In
actions brought for violations of  this  subdivision,  it  shall  be  an
affirmative defense that the employer (i) has made good faith efforts to
insure that employees comply with the provisions of such written smoking
policy  and  (ii)  has  complied  with all applicable provisions of this
chapter.
  d. It shall be unlawful for any person to  smoke  in  any  area  where
smoking is prohibited under section 17-503 and section 17-504.
  e.  Every  person  who  violates  subdivisions  a or b of this section
shall, for a first violation thereof, be liable for a civil  penalty  of
not  less  than  two hundred dollars nor more than four hundred dollars;
for a second violation, both of which were committed within a period  of
twelve  months,  be  liable  for  a  civil penalty of not less than five
hundred dollars nor more than one thousand dollars; and for a  third  or
subsequent  violation,  all  of  which were committed within a period of
twelve months, be liable for a  civil  penalty  of  not  less  than  one
thousand  dollars  nor  more than two thousand dollars. Every person who
violates subdivision d of this section  shall  be  liable  for  a  civil
penalty  of  one  hundred  dollars for each violation, except that every
person who violates subdivision d  of  this  section  by  smoking  in  a
pedestrian  plaza  as  prohibited by paragraph seven of subdivision c of
section 17-503 or in a park or other property under the jurisdiction  of
the  department of parks and recreation as prohibited by paragraph three
of subdivision d of section 17-503 shall be liable for a  civil  penalty
of fifty dollars for each violation.
  f.  A  proceeding  to recover any civil penalty authorized pursuant to
the provisions of subdivision e of this section shall  be  commenced  by
the  service  of  a notice of violation which shall be returnable to the
administrative tribunal established by the board of health, except  that
a   proceeding  to  recover  a  civil  penalty  authorized  pursuant  to
subdivision e for violation of subdivision d by smoking in a  pedestrian
plaza  or  in  a  park  or  other property under the jurisdiction of the
department of parks and recreation, as prohibited by paragraph seven  of
subdivision  c and by paragraph three of subdivision d of section 17-503
respectively, shall be commenced by the service of a notice of violation
which shall be returnable to the environmental control board. The  board
of  health's administrative tribunal and the environmental control board
shall have the  power  to  impose  the  civil  penalties  prescribed  by
subdivision e of this section.
  g.  Whenever  a  notice  of  violation  of  subdivision a or b of this
section is served by a person with power to enforce  the  provisions  of
this  chapter  pursuant  to subdivision a of section 17-507, such notice
shall, where applicable, include an order which requires the  respondent
to  correct  the  condition  constituting  the  violation  and to file a
certification with the department that the condition has been corrected.
Such order shall require that the condition be corrected within ten days
from the date that the order is issued and  that  certification  of  the
correction of the condition be filed with the department in a manner and
form  and  within  such  further  period  of  time  to  be determined in
accordance with rules and regulations promulgated by the commissioner.

  h. If the administrative tribunal established by the board  of  health
or  the  environmental  control board finds, upon good cause shown, that
the respondent cannot correct the violation specified in  subdivision  g
of  this  section,  it  may postpone the period for compliance with such
order  upon  such  terms  and  conditions and for such period of time as
shall be appropriate under the circumstances.
  i. In any proceeding before the administrative tribunal established by
the board of health or the environmental control board, if the  tribunal
finds  that  the  department  or  other  agency  issuing  the  notice of
violation has failed to prove the violation charged, it shall notify the
department or other agency issuing the  notice  of  violation,  and  the
order requiring the respondent to correct the condition constituting the
violation shall be deemed to be revoked.
  j.  When  the  owner  or  operator  of  a  bar has been found to be in
violation of subparagraph c of paragraph  twenty  of  subdivision  a  of
section  17-503  on  two  or  more occasions on the basis of one or more
employees being in a separate smoking room at times not permitted  under
this  chapter,  the  tribunal  shall  revoke  the right of such owner or
operator to maintain a separate smoking room in such bar.
  k. The penalties provided by this section shall be in addition to  any
other  penalty  imposed  by  any  other  provision  of law or regulation
thereunder.

Section 17-510

Section 17-510

  § 17-510 Public education. The department shall engage in a continuing
program  to  explain  and  clarify  the  provisions and purposes of this
chapter and shall provide  assistance  to  those  persons  who  seek  to
comply, and to those who want to stop smoking.

Section 17-511

Section 17-511

  § 17-511 Governmental agency cooperation. The department shall seek to
encourage state and federal governmental and educational agencies having
facilities  within  the  city  of  New  York,  but  not  subject  to the
provisions of this chapter,  to  establish  local  operating  procedures
which substantially conform to the requirements of this chapter.

Section 17-512

Section 17-512

  § 17-512 General provisions.
  a.  Nothing in this chapter shall be construed to permit smoking where
it is otherwise prohibited by law or regulation.
  b. Nothing in this chapter shall  be  construed  to  prohibit  owners,
operators,  managers,  employers  or other persons having control of any
establishment subject to this chapter from adopting a smoke-free  policy
which completely prohibits smoking on the premises of such establishment
at all times.
  c.  Nothing  in  this  chapter  shall  be construed to require owners,
operators, managers, employers or other persons having  control  of  any
establishment  subject to this chapter to choose to construct a separate
smoking room, an enclosed room where smoking is  permitted  or  a  solid
floor-to-ceiling  partition  separating a restaurant bar from the indoor
dining area of a restaurant as the means of complying with this chapter.
  d. Nothing in this chapter shall  be  construed  to  preclude  owners,
operators,  managers,  employers  or other persons having control of any
establishment covered by this  act  from  prohibiting  smoking  in  such
establishment  to  a greater extent than is provided by this chapter, in
accordance with applicable law.
  e. Nothing in  this  chapter  shall  be  construed  to  allow  owners,
operators,  managers,  employers  or other persons having control of any
establishment covered by this act to be subject to any legal  proceeding
or  action to enforce this chapter in any court by any party, other than
the city of New York or its designated agencies, based on such  owners',
operators',  managers',  employers'  or other persons' alleged manner or
method of compliance with the provisions of this chapter or his  or  her
alleged failure to comply with the same.

Section 17-513

Section 17-513

  § 17-513 Rules.
  a.  The  commissioner  shall  promulgate  rules in accordance with the
provisions contained in this chapter, and such other  rules  as  may  be
necessary   for  the  purpose  of  implementing  and  carrying  out  the
provisions of this chapter.
  b. The department of  parks  and  recreation  and  the  department  of
transportation  may promulgate rules as may be necessary for the purpose
of implementing and carrying out the provisions of this chapter.
  In determining the advisability of requiring that certain  protections
from second-hand smoke be provided in restaurant bars, the commissioners
shall  consider  any  applicable  standards  or  recommendations  of the
American  Society  of  Heating,   Refrigerating   and   Air-Conditioning
Engineers,  any  applicable  standards  or recommendations of the United
States environmental protection agency and the occupational  safety  and
health  administration  of  the  United  States department of labor with
respect to indoor air quality relating to second-hand smoke, the  impact
on  public health of exposure to second-hand smoke and any other factors
which such  commissioners  deem  appropriate.  Such  commissioner  shall
report  to  the  council by January 1, 1996 regarding the results of the
study required pursuant to this subdivision and any recommendations.

Section 17-513.1

Section 17-513.1

  § 17-513.1 Effective dates for membership associations, owner operated
bars  and  tobacco bars. a. Any entity who in good faith believes itself
to be a membership association shall have one hundred eighty  days  from
the  effective date of the local law that added this section to apply to
the department of health  and  mental  hygiene  for  registration  as  a
membership  association.  During  the  period of time from the effective
date of the local law which added this section until the  expiration  of
one  hundred  eighty days, no provision of the local law that added this
section, except for the provisions of this section, shall apply to  such
entity,  but  all  provisions  of  local  law  5 for the year 1995 shall
continue to apply to such entity.
  b. Any entity who in  good  faith  believes  itself  to  be  an  owner
operated  bar shall have one hundred eighty days from the effective date
of the local law that added this section to apply to the  department  of
health  and  mental  hygiene  for registration as an owner operated bar.
During the period of time from the effective date of the local law which
added this section until the expiration of one hundred eighty  days,  no
provision  of  the  local  law  that  added this section, except for the
provisions of  this  section,  shall  apply  to  such  entity,  but  all
provisions  of  local law 5 for the year 1995 shall continue to apply to
such entity.
  c. Any entity who in good faith believes itself to be  a  tobacco  bar
shall  have one hundred eighty days from the effective date of the local
law that added this section to apply to the  department  of  health  and
mental  hygiene  for registration as a tobacco bar. During the period of
time from the effective date of the local law which added  this  section
until  the  expiration  of  one hundred eighty days, no provision of the
local law that added this section, except for  the  provisions  of  this
section,  shall  apply to such entity, but all provisions of local law 5
for the year 1995 shall continue to apply to such entity.

Section 17-513.2

Section 17-513.2

  §17-513.2 Construction.
  The  provisions  of this chapter shall not be interpreted or construed
to permit smoking where it is  prohibited  or  otherwise  restricted  by
other applicable laws, rules or regulations.

Section 17-514

Section 17-514

  § 17-514 Report. Not later than twelve months after the effective date
of this local law, and each year thereafter, the department shall submit
a  report to the mayor and the council concerning the administration and
enforcement of this local law.